- MTA (Queens, NY)
- …disruptions, etc. + Direct and oversee the department responsibilities regarding internal audit /control processes to ensure compliance with departmental and ... + Analyze the impact of new data capture tools, both customer facing and internal , with a focus on identifying actions to optimize performance. + Manage and oversee… more
- Unither Pharmaceuticals (Rochester, NY)
- …completing routine inspections of the production areas and be part of the internal audit team. Your profile QUALIFICATIONS/EXPERIENCE: . High School Diploma/GED ... OF SUPERVISION PROVIDED:Individual contributor, not responsible for the work others. INTERNAL / EXTERNAL CONTACTS:Regular inside and outside: Requires contacts to… more
- SMBC (New York, NY)
- …+ Address model risk findings which are issued by model validation group and internal audit generally + Develop internal credit risk models collaborating ... + Communicate with various model stakeholders, including model users, model validators and internal auditors across the bank including Tokyo Head Office + Report to… more
- TD Bank (New York, NY)
- …will include assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business specific ... issues + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- American Express (NY)
- …+ Collaborate with model risk and liquidity risk within 2nd line, as well as Internal Audit (3rd line), in execution of key liquidity responsibilities. + Deliver ... analysis of new products and product changes for liquidity impacts. + Support internal control group reviews and regulatory exams. + Collaborate with Bank Legal… more
- Capital One (New York, NY)
- …**Influence leaders within Tech, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed** + ... and strengthen overall control suite effectiveness** + **Design and support internal risk and control governance processes** + **Identify and implement continual… more
- Mizuho Corporate Bank (New York, NY)
- …Ensure compliance with applicable regulatory requirements and serve as a liaison with internal audit and external regulators on matters related to operational ... ensuring alignment with regulatory expectations, industry best practices, and internal policies and standards. + Ensure prioritized business services fully… more
- Citigroup (Queens, NY)
- …reporting requirements pertaining to Risk Management, Regulatory Compliance, and Internal Audit functions. + **Custodian Interaction:** Facilitate daily ... teamwork. The role requires the ability to partner effectively across various internal teams to proactively identify solutions to complex business inquiries, ensure… more
- Citigroup (Getzville, NY)
- …and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam ... as the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support… more