- Santander US (New York, NY)
- …equivalent field. - **Preferred** . + **9+** Years Risk Management, Credit Risk or Internal Audit experience. - **Required** . + **5+** Years in vendor ... project plans, timelines, budgets, and communication frameworks. + Collaborate with internal stakeholders (IT, Compliance, Legal, Procurement, etc.) to align program… more
- American Express (New York, NY)
- …4 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational risk management ... mitigating controls are needed prior to deployment. + Monitor internal issues and events to proactively identify areas of...further assessments and testing programs to ensure regulatory and internal standards are met + Managing large scale risk… more
- Santander US (New York, NY)
- …or related field. - **Preferred.** + **9+** Years Risk Management, Credit Risk or Internal Audit experience. - **Required** . + **9+** Years Financial Industry ... + Ensure decision logic aligns with regulatory guidelines and internal governance policies. **Cross-functional Collaboration** + Coordinate with internal… more
- SMBC (New York, NY)
- …team, Enterprise Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit , Compliance, the Fraud team, and other areas ... and to design and implement practical solutions to secure the Bank's internal and external infrastructure, networks, perimeters, cloud tenants, and other platforms… more
- SMBC (New York, NY)
- …Group company documents. + Respond to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to include ... clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from drafting through… more
- SMBC (New York, NY)
- …+ Address model risk findings which are issued by model validation group and internal audit generally + Develop internal credit risk models collaborating ... + Communicate with various model stakeholders, including model users, model validators and internal auditors across the bank including Tokyo Head Office + Report to… more
- Mizuho Corporate Bank (New York, NY)
- …Ensure compliance with applicable regulatory requirements and serve as a liaison with internal audit and external regulators on matters related to operational ... ensuring alignment with regulatory expectations, industry best practices, and internal policies and standards. + Ensure prioritized business services fully… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- TD Bank (Brooklyn, NY)
- …follows compliance/risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides prompt and ... and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience...comprehensive responses to all external audit , regulator and compliance requests and findings. Maintains appropriate… more
- Brink's (Springfield Gardens, NY)
- …assets including precious metals, currency, and other secured commodities. + Audit operational processes for compliance with internal Standard Operating ... Maintain accurate audit records and ensure all work complies with internal quality and security standards. + Assist external auditors and regulatory inspectors… more