- Wolters Kluwer (New York, NY)
- …innovation. + Facilitate and lead complex, high-stakes governance discussions with Legal, Audit , IT Security, and Compliance, often involving novel risks or ethical ... SR 11-7 and adapting them to modern AI risks. + Partner with internal teams (eg Legal, Security) to ensure governance control effectiveness and implement… more
- MTA (New York, NY)
- …critical investigations and analysis, and executing other Compliance relate internal activities while collaborating with the Compliance Director and Senior ... MTA and its Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out fraud, waste, and abuse. Additionally,… more
- MTA (Jamaica, NY)
- …conducting critical investigations and analysis and executing other Compliance relate internal activities while collaborating with the Compliance Director and Senior ... supporting MTA and its Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out fraud, waste and abuse. Additionally,… more
- CIBC (New York, NY)
- …of a interval/tender offer fund, review of fund valuations, capital activity, pricing, audit support, and tax compliance for our private funds. The employee will ... provide investor relationship support, assist with the all internal and external audits, and support the fund's annual...for our Sponsored Funds + Coordinate and review all audit and tax reports + Review annual investor K-1s… more
- Merck (Albany, NY)
- …Director to lead GMP compliance across our global network of internal and external contract manufacturing organizations (CMOs). This critical leadership role ... pharmaceutical manufacturing, including large molecule manufacturing, guiding compliance for internal and external teams worldwide. + **Inspection Readiness &… more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks. + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also assist in...procedures. + Assist in ad hoc client projects and internal initiatives. + Collaborate with team members and contribute… more
- American Express (New York, NY)
- …preparing work papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting ... in all aspects of the M&T methodology. + Maintain internal M&T competency through ongoing professional development. + Staying...or more years of experience in M&T, risk management, audit or other relevant role in the financial services,… more
- Central Hudson Gas & Electric Corporation (Poughkeepsie, NY)
- …planning across business and technology functions + Monitors compliance with internal policies and external regulatory frameworks such as NIST 800-53, NIST ... + Tracks change in regulations and assist with mapping compliance requirements to internal controls + Provides support for storm restoration efforts **What does it… more
- TD Bank (New York, NY)
- …activities and committees for fraud, insider and conduct risk, as well as audit and regulatory engagement across our broader team. This is an individual contributor ... stakeholders on materials and presentations, membership and minutes, as well as leads Audit / Regulatory and Exam Management for US Fraud, Insider and Conduct risk… more
- Scotiabank (New York, NY)
- …strong background in information security, risk management, cybersecurity/technology risk, audit , regulatory compliance, and governance. The IS&C Senior Manager will ... lead and oversee all regulatory examinations, audit requests pertaining to information security, and various cybersecurity risk assessments, cybersecurity maturity… more