- Travelers Insurance Company (Albany, NY)
- …of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined by the BI Legal ... the department. **What Will You Do?** + Provide input regarding quality and internal processes within BI Product and opportunities to make organizational changes to… more
- Ryder System (Rock Tavern, NY)
- …within the Shop.Develop and ensure implementation of Quality Assurance Audit Corrective Action plans and Continuous Improvement programs.Accountable for maintenance ... Tech **DOT Regulated:** No _Compensation: Salary is determined based on internal equity; internal salary ranges; market data/ranges; applicant's skills;… more
- JPMorgan Chase (Brooklyn, NY)
- …jurisdictions working in collaboration with third party service providers and internal stakeholders. We are seeking an individual that is driven, inquisitive ... and/or third-party fund administrators as part of the annual audit + Assist with regulatory and financial compliance for... + Assist with regulatory and financial compliance for internal and external reporting + Prepare forecast of fund… more
- TD Bank (New York, NY)
- …in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of ... risk level assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop or web-based applications… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met.… more
- TD Bank (New York, NY)
- …and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary ... Taxation to ensure compliance + Engages, manages and influences internal /external cross-functional partners to develop/deliver integrated solutions + Accountable for… more
- KeyBank (NY)
- …applicable banking and securities rules, regulations, and laws. - Respond to internal and external audits, exams and requests for information and provide review ... & challenge of any line of business responses to internal and external audits. Assist in the evaluation of... and external audits. Assist in the evaluation of audit and examination findings and implementation of corrective action… more
- DoorDash (New York, NY)
- …Whether you're running experiments, analyzing data to uncover growth levers, or building internal processes to help teams move faster together - you'll be at the ... excellence. + Analyze: Pair complex data analysis with qualitative insights from internal teams and customers to guide strategic decisions, GTM launches, and content… more
- Scotiabank (New York, NY)
- …Department initiatives by actively participating in relevant business forums and internal meetings. + Provide compliance support for equities and fixed income ... on the application of laws, rules, and regulations, as well as internal policies and procedures. + Proactively identify issues and participate in remediation… more
- TD Bank (New York, NY)
- …and provides guidance/advice and recommendations to support dealings with internal /external partners + Identifies and develops key business performance measures ... service standards, methodologies, frameworks and paradigms to support on-going reporting, audit and/or analysis functions for own area + Synthesizes complex and… more