- MUFG (Tempe, AZ)
- …and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of responsive ... function of MUFG Bank, Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit...MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary:** The Auditor II role within the Internal Audit function is responsible for executing independent, objective assurance ... + Minimum of 4 years and/or equivalent of experience of internal audit , and/or equivalent experience with the financial services industry, related markets,… more
- MUFG (Tempe, AZ)
- …Manager, this role is responsible for executing the annual program plan for Internal Controls over Financial Reporting (ICFR) for the Controller and Tax Services ... and its utilization by the CAA department and various internal and external partners. The role also works with...preferred. + 5+ years of combined experience in IT audit , Technology Risk and/ or SOX ITGC assessment at… more
- MUFG (Tempe, AZ)
- …reviews feasibility of new or revised systems and procedures; manages the internal audit process to ensure compliance with organizational standards. ... communication skills (verbal and written) to facilitate frequent interactions with internal customers, management and key stakeholders + Ability to recognize risks… more
- MUFG (Tempe, AZ)
- …to resolve said issues. * Ensure compliance with applicable external and internal regulations, advising Management of any deviations from prescribed practices and ... productivity, efficiency, quality, (b) implementing corrective action plans and (c) audit requests. * Respond to inquiries, ensuring timely resolution of reported… more
- MUFG (Tempe, AZ)
- …**** **Governance & Compliance** + Ensure reporting outputs comply with internal risk policies, procedures, and regulatory expectations, including BCBS 239 ... documentation for reporting processes and support periodic review and audit requests. **Qualifications:** + Expert-level proficiency in Tableau, including advanced… more
- MUFG (Tempe, AZ)
- …+ Interface with second line of defense (SLOD) review and challenge and Internal Audit . + Responsible for addressing, documenting and escalating Trigger Events ... for their assigned Engagements. + Support preparation of TPRM portfolio and third-party performance for Risk and Management Committees, as required. + Provides input into the TPRM Policy and System enhancements. + Responsible for ensuring that the phases of… more
- MUFG (Tempe, AZ)
- …years' experience in the financial services industry in a risk management or internal audit environment - Strong analytic, planning, and organizational skills - ... Subject matter expertise in risk assessment and controls concepts - Understanding of Basel II Operational Risk concepts - Experience in delivering classroom training - Knowledge of bank operations and processes - Proficiency in Microsoft Excel, Word, Visio,… more
- MUFG (Tempe, AZ)
- …A member of our recruitment team will provide more details. **Job Summary:** The Assistant Vice President (AVP) is considered a subject matter expert with the ... Act as the main point of contact related to SOX testing, internal and external audit requests, issue escalation, etc. + Minimize the population of KRI's, breaks,… more
- Synchrony (Phoenix, AZ)
- Job Description: **Role Summary/Purpose:** The Assistant Vice President role is responsible for providing compliance and operational risk guidance to the ... services and/or governance experience + 3+ years of Compliance, Risk, Audit , or governance/issue remediation experience in the financial services industry.… more