- Citigroup (New York, NY)
- …matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the ... Serves as a senior function/ business /product compliance risk officer covering North...to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; +… more
- KeyBank (Amherst, NY)
- …asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with a strong focus on risks ... senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, +… more
- Humana (Albany, NY)
- … Compliance team that supports the PCO is responsibility to assess, investigate, audit and validate the mitigation of compliance risk across the organization. ... the PCO compliance workplan throughout the year. + Regularly conducts compliance related audits to assess internal controls, examining healthcare records and… more
- Moss Adams LLP (New York, NY)
- …challenges. **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit , information systems and related ... and Results Focus. **Responsibilities:** + Perform and document testing on consulting, compliance and internal audit engagements + Identify findings… more
- New York State Civil Service (Albany, NY)
- …emerging risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- American Express (New York, NY)
- …Project Guardian, Risk Control Self-Assessment (RCSA), Offers, Benefits & Rewards (OBR), internal and external audit engagements and issues management. The team ... processes which modernize the end-to-end marketing ecosystem. The ECMX Business Operations Hub is a newly formed team which...closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and… more
- City of New York (New York, NY)
- …the following Divisions and units: - Adjudications - Economic Opportunity & Regulatory Compliance - Public Information - Audit Support Your Impact CRM will ... programs, liaising with the units and staff responsible for relevant compliance responsibilities, audit responses, site standard adherence for financed… more
- University of Rochester (Rochester, NY)
- …data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance ... will build and maintain strong, collaborative relationships with senior management and internal stakeholders, helping to identify compliance risks and drive… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas ... as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- TD Bank (New York, NY)
- …current + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000...expert for a functional area + Key contact for business management, regulators and external/ internal auditors, dealing… more