- Citigroup (New York, NY)
- Serves as a function/ business /product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... + Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product... and external investigations, as well as testing and audit . + Designing and lead compliance and… more
- Barnes & Noble (New York, NY)
- …(based on audit data). * Review / revise corporate website, internal systems and vendor operational guidelines in coordination with Director and other ... Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New...the web's premier e-commerce sites, bn.com. Our Nook Digital business offers a lineup of popular NOOK(R) tablets and… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to ... a strong risk & compliance culture within Compliance and across the enterprise. + With business...expert for a functional area + Key contact for business management, regulators and external/ internal auditors, dealing… more
- Navient (Albany, NY)
- …timely, actionable compliance guidance throughout content development. + Enhance internal compliance frameworks by contributing to policies, procedures, and ... marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the consumer lending… more
- Momentive Performance Materials Inc. (Niskayuna, NY)
- Job Title: Global Standards and EHS Compliance Specialist Summary:Reporting to the Sr Manager, Global EHS & Security Systems, this role will be responsible for ... managing International Management Systems, Global EHS standards, and associated compliance audits. This person will act as a technical...Care, and others as necessary), + Lead Global EHS audit program. This includes performing audits, analysis of … more
- Capgemini (New York, NY)
- …improvements and control enhancements. + Participate in remediation programs by supporting internal audit activities and helping clients close regulatory and ... in our **Banking** team focused on **Finance, Risk & Compliance ** , you will support the delivery of transformation...teams to enhance reporting and oversight. + Collaborate with internal and client stakeholders to ensure successful delivery of… more
- Datavant (Albany, NY)
- …our processes. **Basic Qualifications:** + Bachelor's Degree. + 5+ years of experience in a compliance , internal audit , or risk role within the healthcare or ... significant impact, working across the organization to embed a culture of compliance and provide pragmatic, business -oriented solutions to complex challenges.… more
- Monro Muffler/Brake (Rochester, NY)
- …Loss Prevention with Investigations. + On occasion, collaborate with the Director, Internal Audit and operational functions to develop remediation activities. + ... to the Director of Operations Support, this individual will evaluate, inspect, audit , and determine the effectiveness of compliance and store operational… more
- American Express (New York, NY)
- …(eg, other Global Risk and Compliance colleagues, General Counsel Organization, Privacy, Internal Audit Group). + Keep abreast of US consumer regulations and ... position will play a critical leadership role within the Line of Business Compliance (LOBCO) organization supporting the US Consumer deposits business ,… more
- American Express (New York, NY)
- …part of a team that executes a variety of 1Line Of Defense compliance activities including: **Advisory:** + Providing business -specific Compliance expertise ... issues **Key Responsibilities:** + Serve as the primary 1LOD compliance partner within the business , ensuring adherence...issue remediation, and corrective action planning + Coordinate with compliance , legal, risk, and audit teams to… more