- CIBC (New York, NY)
- …highly preferred + Former role as a commissioned securities examiner, or within internal audit a plus + Professional licenses and certifications desired (SIE, ... executing testing programs designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . This position primarily… more
- KeyBank (Buffalo, NY)
- …maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + ... degree + Minimum 3 years of banking operations, risk management (operational and/or compliance ), and/or audit experience with a strong focus on risks and… more
- American Express (New York, NY)
- …other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes Compliance , and Privacy Office. + ... Payments including digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides… more
- SMBC (New York, NY)
- …Group company documents. + Respond to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to include ... compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from drafting through publication,… more
- Mizuho Corporate Bank (New York, NY)
- …+ Compliance Testing: Coordinating ALCD compliance testing. + Internal /External Audits: Working closely with audit coordination staff at ACBD1 for ... function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning...to ensure ACBD1 remains fully compliant with the bank's internal policies and procedures. + Supporting the Unit Head… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related ... business units. + Assists in providing advice on regulatory and compliance requirements to business unit staff so that they may conduct their business in… more
- Guardian Life (New York, NY)
- …highly visible role as you work with various levels of personnel within Law, Compliance , and the business and functional areas to perform high quality, ... and automation services; thereby, having the opportunity to influence compliance teams and business /functional areas towards data-informed decision-making… more
- Mastercard (Harrison, NY)
- …to determine the proper tax treatment. * Stays current with and communicates with internal business partners and colleagues federal tax law changes that may ... realize their greatest potential._ **Title and Summary** Senior Analyst- Federal Tax Compliance & Planning Senior Analyst, Federal Tax Compliance and Planning… more
- S&P Global (New York, NY)
- …and internal policies. This role will work closely with Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations, Editorial ... **About the Role:** **Grade Level (for internal use):** 12 The In- Business Controls...Work with 2nd/3rd Line departments (eg, Compliance , Internal Control, Internal Audit , etc.)… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …experience required. Work Experience * 0-3 years Relevant experience in legal, ethics and compliance or internal audit in an international company, law firm, ... rules and thresholds appropriately consider sanctions risks. * Conduct internal and external vetting to ensure statutory and regulatory...at any time due to reasonable accommodations or other business . Job : Compliance Primary Location :… more