- JPMorgan Chase (New York, NY)
- …experience in the financial services industry with a background in controls, audit , quality assurance, risk management, compliance , or model governance. + ... you've found your next role. Join our Markets QR Business Control Management team, covering a variety of QR...control advisor to the Front Office, preparing them for internal and external examinations and audits. + Own and… more
- JPMorgan Chase (New York, NY)
- …key business risks and drive resolution of mitigating controls + Support audit , regulatory and compliance deliverables; help drive specific action plans and ... responsibly and inclusively charting a future course. As a Business Manager Senior Associate within the Impact Banking team,...deliverables + Collect and maintain internal resources and documentation on collaboration sites, like SharePoint… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …responsible for establishing standards and implementing procedures to ensure that the business units quality management and compliance program are effective and ... + ** Audit Management:** Oversee the planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. +… more
- M&T Bank (Buffalo, NY)
- …and mentor team members, reviewing workpapers and ensuring adherence to internal audit methodology and professional standards. **Scope of Responsibilities:** ... relevant work experience + Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of internal control… more
- TD Bank (New York, NY)
- …risk reviews, and compliance approvals. - Ensure all records meet internal audit , regulatory, and operational standards. - Maintain and update templates, ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $125,000 - $175,000 USD TD is committed to providing… more
- PSI Services (Albany, NY)
- …and compliance activities. + Support audit plans and compliance documentation for internal or external stakeholders. **Knowledge, Skills and Experience ... systems and processes. + Ensure alignment with client, regulatory, and internal compliance requirements. + Support the automation and continual improvement… more
- M&T Bank (Rochester, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... post-closing to sales representative across the footprint and its internal partners **Primary Responsibilities:** Coordinate with the Equipment Finance… more
- SMBC (New York, NY)
- …Products and Capital Solutions interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * ... risk assessments (eg, RCSAs), as required * Ensures the business unit is operating in compliance with...Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight… more
- Highmark Health (Albany, NY)
- …Health Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. ... a candidate's qualifications, experience, and expected contributions, as well as internal peer equity, market, and business considerations. The displayed… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- …capability across the organization. This role will help to build mechanisms within the business to educate on compliance awareness and ensure we are performing ... currently looking to fill an Associate Director of GMP Compliance & Inspections position. This position will work with...Director will also provide support during regulatory inspections and internal audits and work to ensure that all identified… more