- SMBC (New York, NY)
- …Coordinates Specialized Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. ... risk assessments (eg, RCSAs), as required. + Ensures the business unit is operating in compliance with...Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight… more
- GE Vernova (Schenectady, NY)
- …maintain a high-level of compliance awareness and cultivate a culture of compliance and expertise within the geography. Conduct internal training specific to ... (KPI's) and metrics on duty, quality, savings, risks, and value creation for Compliance dashboards and reporting. + Evaluate internal controls and present… more
- JPMorgan Chase (Brooklyn, NY)
- …functional teams (eg Compliance , Legal, Operations, Technology, Internal Audit ) while engaging diverse perspectives + Drive business readiness and serve ... of issues and errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance , Risk and other...testing; Compliance ; Operational Risk; Supervisory Management or Internal Audit JPMorganChase, one of the oldest… more
- Highmark Health (Albany, NY)
- …Conduct audits for proactive and investigative purposes to comply with internal audit and regulatory requirements. **ESSENTIAL RESPONSIBILITIES** + Performs ... + Conduct audits for proactive and investigative purposes to comply with internal audit and regulatory requirements. Audits consist of contract, commissions,… more
- Bausch + Lomb (Rochester, NY)
- …ensure accurate accounting and identify cost-saving opportunities. + Ensure SOX compliance through documentation, maintenance, and testing of internal financial ... operational, and KPI reports to internal stakeholders. + Coordinate internal and external audit activities, including preparing schedules and fulfilling… more
- M&T Bank (Buffalo, NY)
- …Partners with peers, manager, Cybersecurity team and leadership, First Line Risk team, Internal Audit team, and external auditors + Determines and develops ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- TD Bank (New York, NY)
- …and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing ... financial crime-related activities. + Coordinate with other US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure… more
- Lactalis American Group Inc. (Buffalo, NY)
- … program. Ensure site preparedness for Business Continuity and Plant Audit activities. Ensure compliance with all Groupe Lactalis standards. Provides updates ... insurance carrier, schedules routine updates and routinely reports claims status to internal stakeholders. . Develop and implement audit tools (such as… more
- SolomonEdwards (Albany, NY)
- …awareness of model risk management principles and act as a thought leader within Internal Audit . . Oversee team delivery against audit commitments, monitor ... institution with a broad global footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance , and… more
- Tiffany & Co. (Pelham, NY)
- …with other groups both within the company, and externally ( Internal Audit , PWC, Finance, etc.) + Ensure compliance for Sarbanes-Oxley reporting, CODC, ... are accurately updated and distributed to reflect internal and external business changes Reporting & Compliance + Run reports to evaluate diamond… more