- Citigroup (Getzville, NY)
- … Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with representatives from ... the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role regularly interfaces with NY-based Markets businesses (Prime… more
- Cardinal Health (Albany, NY)
- …account for transactions, including but not limited to Accounting, Finance, Internal Audit , Legal, Sales/Account Management, Revenue Management, Contracting, ... Driver and Risk & Opportunity Summaries for delivery to Accounting and Finance business partners. + Establish processes and mechanisms to review and monitor quality… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... office, including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board… more
- American Express (New York, NY)
- …policies and appropriate controls and documentation exists to stand a regulatory or internal examination or audit . She/He will be responsible for remediating any ... this role is responsible for overall data governance and management related compliance with various policies for Finance. Finance Data Governance (FDG) team is… more
- JPMorgan Chase (Brooklyn, NY)
- …functions and internal stakeholders including risk and control groups, audit , compliance , implementation, investor relations and operations + Ensure ... Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in… more
- JPMorgan Chase (Brooklyn, NY)
- …functions and internal stakeholders including risk and control groups, audit , compliance , implementation, investor relations, and operations. + Ensure ... Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also assist in… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, ... compliance advice and oversight to ensure our TDS business partners have adequately considered, managed, and mitigated risks...controls within key processes and procedures. + Partner with Business to proactively prepare for internal /… more
- University of Rochester (Rochester, NY)
- …facility management and SOP's to establish the level of compliance to internal policies and procedures, project requirements. Audit findings are reported to ... control for calibration/validation/distribution and documentation of all equipment as applicable. Internal Compliance Review ( Internal Audits): Conducts … more
- CTG (Cheektowaga, NY)
- …Complete all hard drive serial number reports and verify wipe drive reports for internal audit and Federal regulatory compliance . + Participate in production ... ReUse activities, including processing, recordkeeping, and reporting, while ensuring compliance with internal policies and external regulations. **Primary… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Specializes in our branch customer experience through all retail and business sales interactions. **Primary Responsibilities:** + Develop new customer relationships… more