- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, ... risk and compliance advice and oversight to ensure our TDS business partners have adequately considered, managed, and mitigated risks in day-to-day activities,… more
- American Express (New York, NY)
- …discipline is required. + 2-3 years of experience in regulatory reporting team, audit , compliance or risk management within the banking or financial services ... identity fraud or enabling customers to start a new business , you can work with one of the most...Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering… more
- KeyBank (Champlain, NY)
- …scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity and ... + Participate in morning huddles and end of day debriefs + Follows compliance , audit , and security procedures, balances cash drawer within balancing guidelines… more
- City National Bank (New York, NY)
- …and business stakeholders to define and document regulatory and compliance -driven requirements * Develop and maintain project plans including compliance ... and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project teams responsible… more
- Motion Recruitment Partners (New York, NY)
- …* Strong Excel experience for data analysis & reporting * Strong eye for detail, internal audit background is helpful * Good with numbers, able to review ... exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/ compliance , audit , or data/metrics backgrounds * Knowledge of the US… more
- The Salvation Army (West Nyack, NY)
- …a holistic approach to incident management, encompassing technical response, legal compliance , internal and external communications, and post-incident recovery. ... time and costs. They play a pivotal role in coordination with various internal and external stakeholders to manage the incident lifecycle from preparation to… more
- M&T Bank (Auburn, NY)
- …present all appropriate product and service options by working cooperatively with appropriate internal business partners. + Proactively reach out to clients to ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (Buffalo, NY)
- …exception processing. + Serve as main contact point with Commercial bank, internal business partners and or other financial institutions; respond to ... Equipment Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance , Audit and legal requirements. Maintains an in-depth… more
- Haleon (East Durham, NY)
- …monthly Regional Capital Leadership Reviews, presenting portfolio performance, risks, and compliance status to executive stakeholders. + Benchmark internal and ... best practices and accelerate improvement. + Ensure engineering and project compliance to internal standards, regulatory requirements, and financial controls.… more
- CBRE (Albany, NY)
- …Assist in the drafting and implementation of policies for CBRE DSF; participate in internal audit committees for both commercial loan servicing and CBRE CAG ... vendor agreements for all segments of the CBRE DSF business . + Ensure compliance with laws and...business plans and objectives. + Collaborate with other internal functional areas (eg, Finance, People, Tax, Digital &… more