- ITT (Seneca Falls, NY)
- …A few of the responsibilities for this position include ensuring SOX and GAAP compliance across the business units, coordinating Sales and Use Tax audits, and ... energy markets. **Position Summary** ITT is looking for an Audit Analyst to join their dynamic, fast-paced Shared Services...Essential Functions of the Role: **Essential Responsibilities** + Ensure compliance of SOX and GAAP by all Shared Services… more
- MTA (Jamaica, NY)
- …Committees + Oversee coordination with other Agencies and departments, including legal, internal audit , security, human resources, and information technology, to ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business...marketing, training and communication of the program to ensure compliance with the NYS Accountability, Audits and Internal… more
- Neuberger Berman (New York, NY)
- …asset classes. You will work in close collaboration with other members of the Internal Audit department, Legal & Compliance , Operations, Risk, Front Office ... a key role in executing audits across the Firm's business lines and support functions spanning equity, fixed income,...+ CPA, CFA preferred + 5 - 10 years internal and/or external audit experience; asset management… more
- TD Bank (New York, NY)
- …Works directly with business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
- TD Bank (New York, NY)
- …report on the status of Compliance + Represents Compliance on internal or external committees relating to designated business activities as required + ... Wealth Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business ...enhance transparency and decision-making. A strong background in regulatory compliance management, risk, or audit within the… more
- Tompkins Community Bank (Ithaca, NY)
- …week. The Internal Auditor is responsible for conducting audits as assigned by the Internal Audit Manager and/or Director of Internal Audit Services; ... audit work from a plan prepared by the Internal Audit Manager (IAM) and/or Director of...with IAM. + Evaluate the adequacy and effectiveness of internal controls, compliance with policies, procedures, applicable… more
- Capital One (New York, NY)
- …programs to ensure adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document ... upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit 's value proposition....in Accounting, Master's Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA),… more
- Robert Half Finance & Accounting (New York, NY)
- …a global boutique Bank firm located in midtown Manhattan. Our client requires 6+ years Internal Audit experience at a Bank regulated by NYDFS or FRB/FED, with ... IAD. Recommend corrective action for noted weaknesses and discuss audit results with business groups and senior...the New York Branch Requirements Qualifications + 6+ years Internal Audit experience at a Bank +… more
- Highmark Health (Albany, NY)
- …activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, ... rules as well as a solid working knowledge of managed care operations, compliance program structures, information security and audit methodologies. The incumbent… more
- Insight Global (New York, NY)
- …You'll be responsible for presenting audit findings and recommendations to Internal Audit leadership and business partners, while tracking and ... superior documentation quality throughout the process. Working closely with business and engineering teams, you'll evaluate potential risks, review...field - Proven track record of 5+ years in Internal Audit , Risk Management, or Compliance… more