- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing TMS… more
- Bank of America (Charlotte, NC)
- …issues and remediate open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well ... a function dedicated to designing a strategy to drive internal control discipline and operational excellence within a Line... Business , and control partners (ie GIS, Technology Compliance & Ops Risk, Audit , etc.) +… more
- Cardinal Health (Raleigh, NC)
- …Customer Operations, and Contact Center services. They will be responsible for ensuring compliance with SOX and internal audit standards, enabling ... This family also analyzes strategic, operational, economic, regulatory and compliance risks and facilitates mitigation strategies (eg, business...control and compliance activities + Coordinate with Internal Audit on audit planning,… more
- Wells Fargo (Charlotte, NC)
- …as assigned with limited guidance + Participate in projects as directed + Develop business partnerships within Internal Audit and with teams companywide ... controls + Execute and document work in accordance with Internal Audit policy + Identify and develop...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Lincoln Financial (Raleigh, NC)
- …IT governance, and system development + Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, ... IT Audit (and IT) expertise in an internal audit environment, while focusing on an...assessments and identify IT-related risks and vulnerabilities based on business objectives, regulatory requirements, and emerging threats. + Conduct… more
- TD Bank (Charlotte, NC)
- …documentation of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory ... you more specific details for this role. **Line of Business :** Audit **Job Description:** The Senior Auditor...requirements. Provide prompt and comprehensive response to all external audit , regulator and compliance requests and findings.… more
- City National Bank (Charlotte, NC)
- …product development, financial performance, and risk and problem areas * Act as an internal advisor to business and corporate units regarding the ORM framework, ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY?...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years… more
- Wells Fargo (Charlotte, NC)
- …as assigned with limited guidance + Participate in projects as directed + Develop business partnerships within Internal Audit and with teams companywide ... Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Grant Thornton (Charlotte, NC)
- …IT risk management and IT controls (IT general controls, application controls, etc.) for Internal Audit , SOX compliance , or other risk management activities ... the opportunity to grow and contribute to our clients' business needs by helping them understand their business...with teams to execute and report on risk management, internal control and internal audit … more
- Wells Fargo (Charlotte, NC)
- … internal expectations. + Monitor regulatory developments and support audit and examination readiness, including crafting responses to regulatory inquiries and ... 10+ years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated… more