- Raymond James Financial, Inc. (St. Petersburg, FL)
- …This role works in close partnership with Financial Crimes, Enterprise Risk, Legal, Internal Audit , Segment Risk Officers, and enterprise data and infrastructure ... 10-12 days per month in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President, AML and Fraud Risk Technology, is a senior leader within… more
- Citigroup (Tampa, FL)
- …senior level management position responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall ... a regional or country level. **Responsibilities:** + Manage a team of Internal Audit professionals, recruit staff, lead professional development, build effective… more
- TD Bank (Lake Mary, FL)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... succeed, while delivering infrastructure services to support trading, investment, and corporate banking functions. Team Overview: The Client Due Diligence (CDD) team… more
- TD Bank (Jacksonville, FL)
- …+ Ensures that personal and teamwork products are fit for purpose and audit /regulator ready + Suggests process improvements to drive better results from efficiency, ... management of the portfolio and financials, with deep industry, external/ internal , enterprise knowledge, recognizing and anticipating emerging trends and identifying… more
- TD Bank (Fort Lauderdale, FL)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Santander US (Miami, FL)
- … internal risk management peers including other first line of defense teams, corporate risk functions and internal audit . **Key Responsibilities** * ... Testing & QC Leader monitors activities to minimize the Corporate & Investment Bank's (CIB) exposure to risk. Activities...* Engage with senior business, Compliance, Operational Risk, and Internal Audit stakeholders to ensure alignment of… more
- TD Bank (Fort Lauderdale, FL)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... to identify risk/ provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Fiserv (Coral Springs, FL)
- …initiatives, technology projects, and dispute resolution. + Effectively interact with corporate specialists regarding credit, risk, compliance, finance, audit , ... regulatory advice on laws and rules impacting our merchant business, including BSA/ AML , money transmission, and Nacha. Collaboration with senior business and sales… more
- Scotiabank (Tampa, FL)
- …align with evolving business strategy & need. + Liaise and participate in internal and external audit obligations, ensuring timely request turnarounds and ... (GTB) is the payments and transaction engine of Scotiabank. We support Corporate and Commercial clients with effective treasury management solutions coupled with a… more
- Santander US (Miami, FL)
- …business line by driving business unit adherence with applicable risk frameworks, Corporate /Business Line policies and standards. The incumbent will also assist with ... various stakeholders. **Job Function Description** Monitors activities to minimize the Corporate & Investment Bank's (CIB) exposure to risk. Activities may include… more