- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... transaction engine of Scotiabank. We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in-… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do** + Champions a customer… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... strong background in information security, risk management, cybersecurity/technology risk, audit , regulatory compliance, and governance. The IS&C Senior Manager will… more
- TD Bank (New York, NY)
- …and participate in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** **Job Summary:** ... experience in a governance related field (eg Compliance, Risk Management, AML , Legal, Audit )** **Customer Accountabilities:** + Proactively advises the… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, ... to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... mission is 'To Deliver World Class Service' to all internal and external clients as we place a focus...as EFTR Fintrac, sanction screening, fraud detection, anti-money laundering ( AML ), compliance reporting, an asset. + Understanding of deposit… more