- TD Bank (Charlotte, NC)
- …+ Oversees or leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/risk/governance issues ... of relevant experience **Preferred Skills:** + QA background covering AML /FC + Deep domain Audit or 2nd...teams through change + Be a brand ambassador for Internal Audit both internally to the bank… more
- NTT DATA North America (Charlotte, NC)
- …team members. **Responsibilities:** The Quality Assurance Team is responsible for ensuring that Corporate Audit activities comply with internal policies and ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...engage in discussions about risk and demonstrates QA and Internal Audit knowledge. + Works with team… more
- Truist (Lumberton, NC)
- …assure safekeeping of assets and reliability of financial statements. + Work with Internal /External Auditors to timely complete Audit requests. + Perform and/or ... assets and reliability of financial statements. + Work with Internal /External Auditors to timely complete Audit requests....products will be integrated properly. + Responsible for BSA/ AML compliance for Corporate Treasury. This includes… more
- Equitable (Charlotte, NC)
- …environment, and this position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control ... risks and lessons learned from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and… more
- Deloitte (Charlotte, NC)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams. + ... and emerging technologies to solve complex regulatory risk and AML challenges. + Use an intelligence led approach to...clear, concise, and persuasive way. + Closely liaise with internal and client stakeholders to provide regular updates on… more
- Fifth Third Bank, NA (Charlotte, NC)
- …crypto currency + Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit , regulated FinTech, or regulatory ... This manager may also be required to provide targeted AML and OFAC training to business unit staff and...facilitates collaborative alliances with line of business management, and corporate partners to ensure line of business compliance program… more
- Truist (Lumberton, NC)
- …the level of risk and make decision in accordance with applicable corporate and departmental policies and procedures. ESSENTIAL DUTIES AND RESPONSIBILITIES Following ... skills to make well supported decisions relative to the alert type. 5. Utilize internal and external applications to assist in the investigation and research of all… more
- SMBC (Charlotte, NC)
- …+ **Stakeholder Engagement:** Collaborate with key stakeholders, including FCC business leaders, internal technology teams, internal audit , external vendors ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more