- NTT DATA North America (Charlotte, NC)
- …team members. **Responsibilities:** The Quality Assurance Team is responsible for ensuring that Corporate Audit activities comply with internal policies and ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...engage in discussions about risk and demonstrates QA and Internal Audit knowledge. + Works with team… more
- Equitable (Charlotte, NC)
- …environment, and this position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control ... risks and lessons learned from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and… more
- Deloitte (Charlotte, NC)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams. + ... and emerging technologies to solve complex regulatory risk and AML challenges. + Use an intelligence led approach to...clear, concise, and persuasive way. + Closely liaise with internal and client stakeholders to provide regular updates on… more
- Fifth Third Bank, NA (Charlotte, NC)
- …crypto currency + Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit , regulated FinTech, or regulatory ... This manager may also be required to provide targeted AML and OFAC training to business unit staff and...facilitates collaborative alliances with line of business management, and corporate partners to ensure line of business compliance program… more
- Truist (Charlotte, NC)
- …as well as regulatory examinations. 8. Serve as a liaison with business management/ internal audit and other various support functions. 9. Maintain an awareness ... duties (as assigned) to support technology activities related to the corporate -wide Financial Crimes Program; reporting pertinent information to the immediate… more
- TD Bank (Charlotte, NC)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Truist (Wilson, NC)
- …as regulatory examinations 8. Assist technology vertical liaisons with business management/ internal audit and other various support functions; **QUALIFICATIONS** ... duties (as assigned) to support technology activities related to the corporate -wide Financial Crimes Program; reporting pertinent information to the immediate… more
- Wells Fargo (Charlotte, NC)
- …all WF internal control standards, implement new controls and address any internal or external audit points raised + Understand operations risk scenarios ... within our Client Data and Onboarding Facilitation team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business… more
- TD Bank (Charlotte, NC)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... to identify risk/ provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- SMBC (Charlotte, NC)
- …+ **Stakeholder Engagement:** Collaborate with key stakeholders, including FCC business leaders, internal technology teams, internal audit , external vendors ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more