- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements ... Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk, and internal and external counsel....+ Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings… more
- DoorDash (New York, NY)
- …for our rapidly growing business. You will partner closely with our Business and Corporate Development teams on M&A transactions and integration, as well as other ... corporate and investment transactions, and you will also provide...Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk management, and execution… more
- Tiffany & Co. (Pelham, NY)
- …with other groups both within the company, and externally ( Internal Audit , PWC, Finance, etc.) + Ensure compliance for Sarbanes-Oxley reporting, CODC, ... + Ensure department guidelines/resources are accurately updated and distributed to reflect internal and external business changes Reporting & Compliance + Run… more
- American Express (New York, NY)
- …with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management), 3rd ( Internal Audit ) line of defenses, Technology, and Regulatory Reporting teams ... policies and appropriate controls and documentation exists to stand a regulatory or internal examination or audit . She/He will be responsible for remediating any… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business...reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit )… more
- JPMorgan Chase (New York, NY)
- …Control Managers and business partners as well as intersecting functional teams (eg Compliance , Legal, Operations, Technology, Internal Audit ) while engaging ... testing; Compliance ; Operational Risk; Supervisory Management or Internal Audit JPMorganChase, one of the oldest...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- Scotiabank (New York, NY)
- …leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, ... business strategies and objectives. Ensures all activities are conducted in compliance with governing regulations, internal policies and procedures. Collaborate… more
- Scotiabank (New York, NY)
- …and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …applicable laws, rules, regulations, policies and procedures. Adheres to the agency's corporate compliance program, including the code of business conduct, the ... and federal false claims acts, whistleblower protections and mandatory reporting. Completes corporate compliance training at least annually. Fully cooperates in… more
- Tompkins Community Bank (Ithaca, NY)
- …prepare detailed fiduciary accountings for estates and trusts, ensuring accuracy, legal compliance , and timely delivery to internal and external stakeholders. + ... flexibility in location and may be based at our Corporate Headquarters in Ithaca, NY, or at our offices...Draft estate and fiduciary tax returns in collaboration with internal departments, maintaining compliance with federal and… more