- American Express (New York, NY)
- …with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management), 3rd ( Internal Audit ) line of defenses, Technology, and Regulatory Reporting teams ... policies and appropriate controls and documentation exists to stand a regulatory or internal examination or audit . She/He will be responsible for remediating any… more
- American Express (New York, NY)
- …+ Experience working with or in operational risk management space (eg, Risk, Compliance , Control Management and/or Internal Audit ). Experience in Agile ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...experience in operational risk management (eg, within Risk and/or Internal Audit function); Preferrable experience in a… more
- JPMorgan Chase (New York, NY)
- …Control Managers and business partners as well as intersecting functional teams (eg Compliance , Legal, Operations, Technology, Internal Audit ) while engaging ... testing; Compliance ; Operational Risk; Supervisory Management or Internal Audit JPMorganChase, one of the oldest...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …applicable laws, rules, regulations, policies and procedures. Adheres to the agency's corporate compliance program, including the code of business conduct, the ... and federal false claims acts, whistleblower protections and mandatory reporting. Completes corporate compliance training at least annually. Fully cooperates in… more
- Scotiabank (New York, NY)
- …leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, ... business strategies and objectives. Ensures all activities are conducted in compliance with governing regulations, internal policies and procedures. Collaborate… more
- Scotiabank (New York, NY)
- …and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- Tompkins Community Bank (Ithaca, NY)
- …prepare detailed fiduciary accountings for estates and trusts, ensuring accuracy, legal compliance , and timely delivery to internal and external stakeholders. + ... flexibility in location and may be based at our Corporate Headquarters in Ithaca, NY, or at our offices...Draft estate and fiduciary tax returns in collaboration with internal departments, maintaining compliance with federal and… more
- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial ... confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …and accrual information. Oversees budget reporting for the following: program planning, corporate audit , sunshine act, and commercial finance + Drug/material ... activities, timelines, and key deliverables, budgets, forecasting, disclosures, and compliance + Support of Late-Stage Molecules, and launch readiness activities… more
- Keurig Dr Pepper (Williamson, NY)
- …job responsibilities. This position will partner with those responsible for ensuring regulatory compliance , audit compliance and performance compliance ... feedback and consistent communication with Production Management, and our internal and external partners + Audit area...+ Perform other job related duties as requested by corporate and site leadership and/or management **Total Rewards:** +… more