- Scotiabank (New York, NY)
- …GRM/Banking staff as it relates to problem loans and credit. + Support internal /external audit reviews, as well as regulatory inquiries. **What You'll Bring** ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- Alkegen (Buffalo, NY)
- …occupational dust / fiber monitoring campaign to ensure compliance to corporate and national standards and produce regular internal communications on ... in the area of HSE and that a regular audit schedule is carried out to validate compliance... to regulations. + Ensure that the site demonstrates compliance with corporate standards and develops HSE… more
- CBRE (New York, NY)
- …Assist in the drafting and implementation of policies for CBRE DSF; participate in internal audit committees for both commercial loan servicing and CBRE CAG ... Do:** + Oversee legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered,… more
- City National Bank (New York, NY)
- …and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project teams responsible ... in driving adherence to regulatory timelines and ensuring fulfillment of compliance objectives while balancing budget, scope, and quality standards. Responsibilities… more
- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any… more
- Wolters Kluwer (New York, NY)
- …Functional responsibilities include financial and management reporting, control, treasury, internal audit , financial planning and analysis, budgeting and ... statements. + **Risk Management:** Identify and manage financial risks, ensuring robust internal controls and compliance with all relevant regulations and… more
- Broadridge Financial Solutions (Edgewood, NY)
- …Develop MQ governance modelsnaming conventions, access controls, TLS/mutual auth, and compliance enforcement. + Define audit logging, configuration baselines, ... matter (depth, latency, idle, retry), integrate with Datadog or internal tools. + Partner with Broadridge Security team to...tools. + Partner with Broadridge Security team to ensure compliance with encryption, access control, and audit … more
- Neuberger Berman (New York, NY)
- …with operating partnerships is strongly preferred + Strong knowledge of US partnership and corporate tax compliance for US and non-US entities to oversee the ... Officer and is in charge of tax structuring, tax compliance , tax planning, tax accounting, tax reporting, and ad-hoc...of the employee equity program, which includes coordination with internal and external stakeholders on the purchase and sale… more
- ACLD (Bethpage, NY)
- …final reports in accordance with department policy. + Assist in the development of internal compliance systems and controls. + Assist in completing quarterly and ... Collaborate with programs to problem solve in response to internal and external survey/ audit findings. + Implement...Attend meetings of the Alliance of Long Island Agencies Corporate Compliance Subcommittee and Quality Assurance Task… more