- TD Bank (New York, NY)
- …engineering with a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit -facing role** + **Working ... enterprise strategies and objectives. + Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently with auditors and… more
- TD Bank (New York, NY)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... simplify, streamline and create efficiencies + Liaise with risk, compliance , ERM/ORM, legal, and audit partners as...drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing… more
- JPMorgan Chase (New York, NY)
- …CCOR teams and key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit , Finance & Business Management, and other Control ... policies, procedures and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements...in the financial services industry in areas such as Compliance , law, risk management or audit +… more
- TD Bank (New York, NY)
- …successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well in a ... (FRM, PMI-RMP, CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit (a plus) **Customer Accountabilities:**… more
- PVH Corp. (New York, NY)
- …results concisely to senior finance leadership and C-Suite executives + Support Internal audit with quarterly Sarbanes-Oxley compliance requirements, ... over tax processes. + Expertise in addressing external auditor inquiries, compliance with regulatory requirements, and ensuring audit readiness/transparency. +… more
- JPMorgan Chase (New York, NY)
- …with key stakeholders including the business, Legal, Risk, Control Management, Technology, Internal Audit , Finance & Business Management and other control ... Compliance policies, procedures and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and… more
- Scotiabank (New York, NY)
- …the team's business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The ... execute compliance testing in order to assess compliance with legal, regulatory and internal firm...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- Barnes & Noble (New York, NY)
- …Approved Factories (based on audit data). * Review / revise corporate website, internal systems and vendor operational guidelines in coordination with ... Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New...Legal EmploymentType: Full-Time Location: NY-New York (Union Square) LocationType: corporate JobLocation: New York, New York 10003 JobSummary: Barnes… more
- Mastercard (Harrison, NY)
- …All About You: * BA in Accounting. CPA preferred. * Demonstrated experience in corporate taxation with an emphasis on tax compliance , research, and provision; ... realize their greatest potential._ **Title and Summary** Senior Analyst- Federal Tax Compliance & Planning Senior Analyst, Federal Tax Compliance and Planning… more
- BMO Financial Group (New York, NY)
- …and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. ... with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations… more