- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- CIBC (New York, NY)
- …highly preferred + Former role as a commissioned securities examiner, or within internal audit a plus + Professional licenses and certifications desired (SIE, ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of… more
- New York Power Authority (White Plains, NY)
- …to strengthen the control environment. Works closely with Risk Management and Internal Audit departments on risk and controls identification, remediation, and ... EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary**...a standard protocol and subject matter experts from the corporate EHS teams. Develops review schedules in conjunction with… more
- KeyBank (NY)
- …Business, or a related field. + Minimum of 5 years of experience in banking compliance , internal audit , or as a financial institution examiner. + Strong ... activities and decision. The role may also support issue validation, corporate compliance projects and programs, and contribute to initiatives that enhance the… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Molina Healthcare (Syracuse, NY)
- …and other guidance to assess compliance and support building regulatory compliance audit procedures. * At the direction of management, coordinates and ... regulatory and contractual requirements, and in collaboration with Business Owners, Corporate Compliance , and other key stakeholders, develops and communicates… more
- Scotiabank (New York, NY)
- …systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit , Operational Risk or 1A ... and evolving business practices. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Independent Health (Buffalo, NY)
- …of audit . Ability to recalculate reimbursement following conclusion of audit in accordance with corporate provider contracts and/or Independent Health ... present audit results as needed, to various levels of internal senior leadership for approval of financial recoveries, provider education, and/or recommendation… more
- TD Bank (New York, NY)
- …documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and ... and consults with policy/process owners within Accounting/ Taxation to ensure compliance + Engages, manages and influences internal /external cross-functional… more
- TD Bank (New York, NY)
- …to ensure MRA remediation activities can be delivered and executed + Supports Internal Audit findings to ensure remediation plan is adequate and layered ... AMCB Consumer Bank teams to ensure that all regulatory, compliance , audit , and self-ID findings are remediated...Delivers executive updates related to ongoing regulatory remediation and corporate audit findings + Keeps abreast of… more