- SMBC (New York, NY)
- …and supports interactions with Second Line of Defense (Risk Management, Compliance), Internal Audit , and regulators pertaining to processes and controls; + ... Minimum of 7-10 years of experience in operational risk management, compliance, audit , or other control-related functions within the financial services industry,… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- Scotiabank (New York, NY)
- …and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... role will be expected to collaborate across the Global Internal Control team, especially the US Internal ...services, with a focus on Global Capital Markets and Corporate Investment Banking. + Strong understanding of financial… more
- City National Bank (New York, NY)
- … financial performance, and risk and problem areas * Act as an internal advisor to business and corporate units regarding the ORM framework, policies ... monitoring of operational risk programs executed by assigned 1LOD business or corporate unit(s), related to Payment Systems, including Risk and Control Assessments,… more
- Barnes & Noble (Westbury, NY)
- …to the required screenshots and formats for completeness. 4. Assist with external & internal audit requests with a focus on document collection. * Provide ... knowledge of commonly used accounting concepts, practices and procedures. - Focus on internal audit controls, and exposure with SOX compliance - Strong computer… more
- TD Bank (New York, NY)
- …where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... related areas + Researches and investigates a range of financial accounting / audit operational and/or reporting...+ Ensures business operations are in compliance with applicable internal and external requirements ( eg financial … more
- Highmark Health (Albany, NY)
- …Health Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. ... identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in the assessment of external … more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... part of the Securities Services business group in the Corporate & Investment Bank and is one of the...and records, computation of Net Asset Valuations, preparation of financial statements, overseeing capital events, calculating management fees and… more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks. + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... part of the Securities Services business group in the Corporate & Investment Bank and is one of the...and records, computation of Net Asset Valuations, preparation of financial statements, overseeing capital events, calculating management fees and… more
- Scotiabank (New York, NY)
- …leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more