- PNC (New York, NY)
- …within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap ... champions data analytics, promotes process automation, and embraces emerging risks. PNC's Internal Audit department is composed of industry leaders who provide… more
- Scotiabank (New York, NY)
- …drive ambition for every future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the ... to address control weaknesses. The Senior Audit Manager assists in leading internal audit activities for Cybersecurity and Infrastructure in support of the … more
- Scotiabank (New York, NY)
- …drive ambition for every future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the ... Audit Manager, US Risk Management **Requisition ID:** 231825...products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed… more
- Scotiabank (New York, NY)
- Audit Manager, IT - US Audit **Requisition ID:** 233521 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- TD Bank (New York, NY)
- …of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , prepares periodic reporting to multiple stakeholders, and ... of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Audit **Pay Detail:** $130,000 - $150,000 USD TD is committed to providing fair and ... provide you more specific details for this role. **Job Description:** The Audit Manager II provides specialized in-depth subject matter expertise and is responsible… more
- SMBC (New York, NY)
- …support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... with a minimum of 10 years' experience in the financial industry to lead audit coverage of...Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment,… more
- SMBC (New York, NY)
- …technology audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...coverage for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology… more
- SMBC (New York, NY)
- …audit director with a minimum of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with ... years of audit experience in the in Audit , Risk and/or Control function in financial ...Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk, and internal controls assessment,… more
- TD Bank (New York, NY)
- …provides clear, timely, and comprehensive reporting on key control issues + Manages the audit function's financial budget within plan and risk parameters + Stays ... United States of America **Hours:** 40 **Line of Business:** Audit **Pay Detail:** $200,000 - $280,000 USD TD is...FINRA licenses, CPA (Certified Public Accountant), or CIA (Certified Internal Auditor) + 15+ years of relevant industry and/or… more