- Highmark Health (Raleigh, NC)
- …and tracks the delivery of risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, ... and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk treatment plans,… more
- Ally (Raleigh, NC)
- …concepts and relevant risk -based integrated process auditing and the relationship between audit risk assessment and audit objectives * Bachelor's degree ... conclude and report on the adequacy and effectiveness of internal controls, governance and risk management; and...experience in the financial services industry with background in risk management or audit ; experience working in… more
- Ally (Raleigh, NC)
- …agile environment and use your critical thinking skills for completing assigned audit activities related to Legal and Corporate Affairs area. Projects ... performed over the Legal and Corporate Affairs includes functions such as Legal, Compliance, Community... Secretary, and Environmental Sustainability. Projects may also include audit work related to other Independent Risk … more
- Capital One (Charlotte, NC)
- …services industry + 1+ years of experience with data analytics tools in support of internal audit + 1+ years of experience with privacy compliance in the ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit...Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification +… more
- ALBEMARLE (Charlotte, NC)
- …, driving alignment with enterprise risk management (ERM), compliance, and internal audit . + Advise senior executives on emerging procurement risks, ... risk reviews with senior stakeholders. + Collaborate with internal audit and enterprise risk ...and enterprise risk teams to ensure procurement risk aligns with corporate risk … more
- US Bank (Charlotte, NC)
- …ensures fiduciary activities meet regulatory requirements. Provides support in responding to internal audit and OCC examination inquiry of fiduciary products and ... Risk Officer_** is responsible for assessing fiduciary risk within the Institutional Trust and/or Global Corporate...with the business line, compliance (second line of defense), internal audit (third line of defense) and… more
- Truist (Charlotte, NC)
- …regulatory audits/examinations/assessments (including preparation/coordination of key artifacts) 4. Liaise with internal audit , risk and compliance functions ... (including record retention, effective controls to mitigate inherent risks, alignment to internal risk frameworks etc.) 7. Facilitate the program management… more
- Microsoft Corporation (Raleigh, NC)
- …(ISC)2, and Information Systems Audit and Control Association (ISACA), Certified Internal Auditor (CIA), Society for Corporate Compliance and Ethics (SCCE), ... risk assessments, approvals, and mitigation strategies to support audit readiness and compliance. + **Stakeholder Engagement:** Collaborate with product teams,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …years of related work experience, preferably with a BSA/AML compliance department, internal audit , regulated FinTech, or regulatory agency. CAMS certification a ... implementing controls commensurate with the financial crimes risks related to higher risk customer types, including VASPs, and providing ongoing support for these… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** We are looking for a mid-level Risk Analyst for the group within the Bank that focuses on second line oversight ... the deposits, card and payments lines of business. Provides risk management support for a line of business or... and control environment and provides effective challenge to internal and external stakeholders to ensure that exposures are… more