- TD Bank (Charlotte, NC)
- …for potential areas of risk to ensure the business is prepared for internal and external audit reviews + MRA Remediations - ensures and confirms testing ... remediation activities can be delivered and executed + Supports Internal Audit findings to ensure remediation plan...Delivers executive updates related to ongoing regulatory remediation and corporate audit findings + Keeps abreast of… more
- Citigroup (Charlotte, NC)
- …quality control. This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely, efficiently and according ... on proposed scope + Determine auditor availability and coordinate audit timing + Establish audit scope based...syndicated and bilateral loans covering but not limited to corporate , commercial, real estate, structured lending and trade. +… more
- Truist (Charlotte, NC)
- …Reporting Governance Committee, which includes the Chief Financial Officer (CFO), Chief Risk Officer (CRO), Corporate Controller and other senior leaders of ... review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure the… more
- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance, Legal). + Manage activities related to ... Business or related discipline). + 3-5 years of business experience in finance, audit , risk , compliance, or regulatory management in banking / financial… more
- BioFire Diagnostics, LLC. (Durham, NC)
- …and other legal or ethical breaches. + Work closely with Legal, HR, Internal Audit , and other functions to coordinate and conduct cross-functional investigations ... trends, key cases, and program improvements. + Partner with Legal, HR, and Internal Audit to develop remediation plans and track the implementation of… more
- Lowe's (Mooresville, NC)
- …leadership to provide timely updates on team progress, challenges, responsibilities, audit and return reviews, and key research insights, ensuring alignment with ... and accurate completion of sales and use tax audits, proactively mitigating the risk of additional interest and penalties through effective planning and execution. +… more
- Truist (Greenville, NC)
- …, Regulatory, Audit , Compliance and Loan Review activities; promote an internal risk culture that encourages self-identification, promoting various risk ... through effective execution of the issues management lifecycle in line with corporate policy. This role leads the team in identification, development, documentation… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk /Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on ... oversee the successful creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance… more
- Truist (Charlotte, NC)
- …description:** Responsible for executing compliance monitoring indicators for assigned business unit/ corporate function. Support the effective execution of risk ... to Enterprise deliverables) to evaluate Business Unit adherence to corporate standards related to internal controls. 3....of experience in a financial institution with emphasis on risk management, audit , operations, process engineering or… more
- Wells Fargo (Charlotte, NC)
- …(EFT) group provides technological solutions and support for Risk , Audit , Finance, Marketing, Human Resources, Corporate Properties, and Stakeholder ... to support various platforms and our business portfolio + Interact with internal customers + Operate, monitor, and optimize RightFax across production and… more