- Oracle (Raleigh, NC)
- …and Risk Management TPMs to align security architecture with audit expectations. + Incorporate AI regulatory and AI safety considerations, including: + ... and safely. + Meet MDR and emerging AI regulation requirements. + Reduce audit exposure and regulatory risk . + Strengthen cross-functional alignment between… more
- Meta (Raleigh, NC)
- …administration. Coordinate and drive resolution to key business issues with Legal, Risk Management, Corporate Contracts Governance, and Compliance teams 11. ... first-of-kind product and deal solutions, contracts management tooling solutions, internal and external stakeholder relationship management, issue resolution, program… more
- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance, Legal). + Manage activities related to ... Business or related discipline). + 3-5 years of business experience in finance, audit , risk , compliance, or regulatory management in banking / financial… more
- Wells Fargo (Charlotte, NC)
- …Surveillance Governance. This Assistant Vice President will assist in key strategic risk initiatives within the CIB ( Corporate and Investment Banking) ... of governance activities and decisions. **Stakeholder Engagement** + Coordinating with internal departments (legal, compliance, audit ) to ensure governance… more
- Wells Fargo (Charlotte, NC)
- …authentic self, and empowered to grow. Join us! **About this role:** The Corporate & Investment Banking (CIB) Operations Control organization serves as the first ... line of defense in risk management, holding direct accountability for identifying, assessing, and...This team plays a critical role in ensuring that internal controls, processes, and procedures are not only adequate… more
- US Bank (Charlotte, NC)
- …prepare materials related to examination, supervisory, enforcement, or internal audit /review requests. + Provide timely risk escalation and awareness items ... Fair and Responsible Banking stakeholders of various levels within the organization, including Corporate Compliance, Model Risk Management, Audit , Legal, and… more
- Truist (Charlotte, NC)
- …with Business Unit Risk teams. * Act as a liaison with Audit , Enterprise Regulatory Relations, Compliance, and Risk Management functions. **For this ... liaison within TD&O between TD&O stakeholders, SOX Program Management (SPM), and internal and external SOX auditors. Key Responsibilities (other duties may be… more
- TD Bank (Charlotte, NC)
- …and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities related to capital ... new products or initiatives by partnering with external and internal key stakeholders as applicable. In this role the...the requirements for own work + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support… more
- TD Bank (Charlotte, NC)
- …in cross-functional/enterprise/initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Senior Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Compliance organization within Global Surveillance Oversight. The ... surveillance programs in line with federal, state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line's execution and challenge… more