- The County of Los Angeles (Los Angeles, CA)
- …are accomplished according to the established audit work plan. Develops audit work plans that include preliminary surveys, risk assessments, approach and ... records, and other related areas, and prepares comprehensive reports on audit findings. CLASSIFICATION STANDARDS Positions allocable to this class are located… more
- City of Long Beach (Long Beach, CA)
- …the meeting . EXAMPLES OF DUTIES HOW YOU GET TO CONTRIBUTE: + Perform an annual risk assessment to identify priority areas to audit . + Assess and update Port ... accounting, budgeting, financial planning and analysis, grants management, and risk management. With a focus on innovative financial solutions,...involved on the ground floor of forming a new internal controls function at the Port of Long Beach.… more
- City National Bank (Los Angeles, CA)
- …training needs and assists in curriculum development and delivery. Works with the internal audit department to develop and coordinate lending unit audit ... to guide the Private Bank management team on client servicing, operational risk management and compliance matters. Works with the management team to incorporate… more
- BMO Financial Group (San Francisco, CA)
- …the documentation, reporting and data requirements are addressed satisfactorily and internal control standards, including adherence to audit , regulatory and ... credit solutions. + Has earned high credibility with Risk , LOB and credit product partners by...Communicates abstract concepts in simple terms. + Fosters strong internal and external networks and works with and across… more
- Banc of California (Santa Ana, CA)
- …+ 7 or more years of related work experience in an internal controls testing, internal audit , risk , or compliance role. + At least 3 years ofrelated ... auditors to maximize efficiency and coordinate efforts by SOX Compliance and Internal Audit . + Collaborates with external auditors in executing the SOX… more
- Wells Fargo (Los Angeles, CA)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- Wells Fargo (Encinitas, CA)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- Wells Fargo (Huntington Beach, CA)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- Grifols Shared Services North America, Inc (Los Angeles, CA)
- …Manager on the quality of the receipts postings. 8. Participates in Supporting Credit Risk activities within established guidelines. 9. Blocked order releases by ... repayment schedules, based on customers' financial situations in collaboration with the Credit Risk department. 11. Work closely with the Cash Application… more
- City National Bank (Los Angeles, CA)
- …a data management environment * Minimum 10 years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services ... advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and maintaining assigned… more