- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... be on direct lending and back leverage for corporates. **Responsibilities:** + Build and risk manage a structured loan book + Build and maintain a franchise and… more
- SMBC (New York, NY)
- …data provisioning, and defect management. + Ensure adherence to quality standards and audit requirements. + Collaborate with internal QA teams and external ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (New York, NY)
- …data provisioning, and defect management. Ensure adherence to quality standards and audit requirements. Collaborate with internal QA teams and external vendors. ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Neuberger Berman (New York, NY)
- …structuring, trading, valuation, portfolio accounting and fund administration, counterparty risk , technology, and compliance. The candidate should be comfortable ... team (eg COO, CFO, GC/CCO, CTO) + Identify key areas of operational risk and ensure that the appropriate mitigating controls have been implemented + Communicate… more
- KeyBank (Rochester, NY)
- …team on operational/regulatory procedures, ensuring compliance with operational, security, audit procedures, and timely completion of branch operational tasks. The ... acquisition and deepening the relationship of current clients; effectively manage internal and external COIs + Responsible for managing, staffing, and scheduling… more
- MongoDB (New York, NY)
- …the business with regard to market strategy around things such as investment risk , corporate credit card programs, etc **Qualifications** + Bachelor's degree in ... return for senior accounting leadership team, executive management and the Audit Committee + Collaborate internally with Tax, Compliance and Accounting teams… more
- BlackRock (New York, NY)
- …enable us to bring to bear BlackRock's extensive resources in risk management, product development, client service, and operational support. Role Responsibility ... with our business partners. + Coordinate process re-engineering to identify risk areas, implement scalable solutions, and drive efficiencies. + Develop mechanisms… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- AIG (New York, NY)
- …+ Working collaboratively with home office, distribution, actuary, claims, loss control, premium audit , credit and legal to develop and maintain a profitable ... Net Worth individuals. We are reimagining how we help customers to manage risk , transforming our operating model, and reshaping our role responsibilities and career… more
- Mizuho Corporate Bank (New York, NY)
- …Regulatory Reporting Q uality A ssurance P rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and some r eport ... dealer: NFA Form, Margin Report, 17CFR 23.105k and Quarterly Risk Exposure Report . The candidate needs to have.../or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules,… more
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