- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- AIG (New York, NY)
- …+ Working collaboratively with home office, distribution, actuary, claims, loss control, premium audit , credit and legal to develop and maintain a profitable ... Net Worth individuals. We are reimagining how we help customers to manage risk , transforming our operating model, and reshaping our role responsibilities and career… more
- Mizuho Corporate Bank (New York, NY)
- …Regulatory Reporting Q uality A ssurance P rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and some r eport ... dealer: NFA Form, Margin Report, 17CFR 23.105k and Quarterly Risk Exposure Report . The candidate needs to have.../or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules,… more
- M&T Bank (Amherst, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... check keying including dollar amounts and MICR line information. + Process credit card transactions utilizing merchant services application. + Review and prepare… more
- Citigroup (New York, NY)
- …for the content product. + Work closely with control functions (Legal, Compliance, Market & Credit Risk , Audit , Finance). + Adhere to all applicable policies ... performance, identify new strategies for content products, and provide internal product feedback. ** Risk & Control** +...content products, and provide internal product feedback. ** Risk & Control** + Obtain and maintain all necessary… more
- JPMorgan Chase (New York, NY)
- …organized along business lines including Commercial & Investment Banking (Macro Products, Credit , Equities, Securitized Products, IB Risk ), CIO, Treasury & ... Clients of the group include senior management, business heads, regulators, and both internal and external audit . As a Valuation Control - Senior Associate… more
- NBT Bank (Norwich, NY)
- …ExposurePerform essential functions of Call Center.Exposureperform essential function of the Risk department: Audit , Compliance, Loan Review, and Security. + ... of focus may vary but are likely to include Branch experience, Credit , Business Banking, Retail Collections, Operations, Consumer Lending and other related areas.… more
- M&T Bank (Getzville, NY)
- …departmental information and assemble presentations for regular investor, regulatory and internal meetings. + Adhere to applicable compliance/operational risk ... policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- HSBC (New York, NY)
- …capabilities ensuring the required credit quality & requisite returns on risk . Maintain HSBC internal control standards, including timely implementation of ... internal and external audit points together with any issues raised by external...skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location. At HSBC, our… more
- M&T Bank (Getzville, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... for process improvements. + Perform skip-tracing. + Order title searches and contact Credit Bureau or analyze credit reports to validate lien position. +… more