- Wells Fargo (Charlotte, NC)
- …control effectiveness + Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate professional skepticism while ... in projects as directed + Develop business partnerships within Internal Audit and with teams companywide through...company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational,… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- Bank of America (Charlotte, NC)
- …and reports audit findings. + Works closely with teammates from multiple internal audit teams to ensure a comprehensive coverage of model uses across ... experience relating to financial modelling and model uses, particularly in trading models, market risk models and Counterparty Credit Risk models + Familiar… more
- Wells Fargo (Charlotte, NC)
- …Work closely with First Line of Defense, Independent Risk Management, and audit during testing of all internal controls. + Conduct walk-through meetings, ... customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance),… more
- TD Bank (Charlotte, NC)
- …for potential areas of risk to ensure the business is prepared for internal and external audit reviews + MRA Remediations - ensures and confirms testing ... to ensure MRA remediation activities can be delivered and executed + Supports Internal Audit findings to ensure remediation plan is adequate and layered… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance, Legal). + Manage activities related to ... Business or related discipline). + 3-5 years of business experience in finance, audit , risk , compliance, or regulatory management in banking / financial… more
- Wells Fargo (Charlotte, NC)
- …+ Design and deliver targeted compliance awareness training. + Collaborate with Legal, Risk , Audit , and other internal stakeholders. + Prepare ... Build strong partnerships with internal stakeholders including Legal, Operational Risk , Credit , and Market Risk teams. **Required Qualifications:** + 7+… more
- Citigroup (Charlotte, NC)
- …business constituents. + Partner with each of the originating and coverage business lines, credit risk , operations, legal, etc. + Ensure that quality of data, ... This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely,...controls and processes performed meet internal policies and regulatory requirements/expectations. + Work with lines… more
- Wells Fargo (Charlotte, NC)
- …Consumer Lending's BSA/AML Program, this role supports all facets of financial crimes risk across consumer lending including credit card, auto, home, personal ... internal expectations. + Monitor regulatory developments and support audit and examination readiness, including crafting responses to regulatory inquiries and… more