- New York State Civil Service (New York, NY)
- …recent legislative initiatives and the development of programs to detect compliance through enhanced audit procedures;* Reviews reports on examinations, ... Agency Financial Services, Department of Title Assistant Chief Field Unit ( Director Financial Services Programs 2, SG-33) Occupational Category Other Professional… more
- Tompkins Community Bank (Ithaca, NY)
- …week. The Senior Internal Auditor is responsible for leading audits as assigned by the Internal Audit Manager and/or Director of Internal Audit ... audit work from a plan prepared by the Internal Audit Manager and/or Director ...Audit . + Evaluate the adequacy and effectiveness of internal controls, compliance with policies, procedures, applicable… more
- Citigroup (New York, NY)
- …Wholesale Credit Risk, Retail Credit Risk, Markets Risk, Independent Risk, Compliance , Finance, Operations & Technology and the Enterprise Data Office. The ... issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance , Compensating Controls validation and remediation. + Develops strategic… more
- Citigroup (New York, NY)
- …and the Business + Develop an effective control framework that fully meets Audit , Compliance and Regulatory requirements; delivery of periodic presentations to ... the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance ,… more
- S&P Global (New York, NY)
- …Solutions for risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to ... **About the Role:** **Grade Level (for internal use):** 12 **The Team** The In-Business Controls...we consistently meet the highest standards of performance and compliance . **The Role** Reporting to Head of Vendor Management,… more
- Tompkins Community Bank (Ithaca, NY)
- …a week. The Internal Auditor is responsible for conducting audits as assigned by the Internal Audit Manager and/or Director of Internal Audit ... audit work from a plan prepared by the Internal Audit Manager (IAM) and/or Director...with IAM. + Evaluate the adequacy and effectiveness of internal controls, compliance with policies, procedures, applicable… more
- Citigroup (New York, NY)
- …expectations throughout + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure ... significant direct business results that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships… more
- DoorDash (New York, NY)
- …continued success. + An operational mindset that enables you to seamlessly manage internal and external processes and stakeholders. Willingness to travel up to 50%. ... senior policy executives and C-Suite members. Providing insights and advice to internal stakeholders is an important component of this role. + Superb communication… more
- Citigroup (New York, NY)
- …and controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure appropriate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …Products and Capital Solutions interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * ... RCSAs), as required * Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed… more