- Barnes & Noble (New York, NY)
- …for compliance risk assessment daily or weekly at the direction of Director . * Maintain vendor compliance certification, coordinating efforts for updates, as ... Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New...audit data). * Review / revise corporate website, internal systems and vendor operational guidelines in coordination with… more
- City of New York (New York, NY)
- …Audits Manager to join the Bureau of Commercial Waste. Reporting directly to the Director of Compliance and Audits with varying degrees of latitude for ... successful candidates will: - Assist in the preparation of audit plans, programs, and reports. - Plan and develop...operations and staff of the Bureau to ensure that compliance audits are conducted professionally. - Assess the auditee's… more
- KeyBank (NY)
- …directed by the AML Enterprise Team Compliance Manager and the Team Director . **ESSENTIAL JOB FUNCTIONS** + Facilitate audit and other requests and ... + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational… more
- Carrington (Albany, NY)
- …as well as external audit findings. + Escalate matters of continued non- compliance and/or recommendations for improvement to Director and/or VP. + Assist the ... a complete loan "servicing file" to respond to regulatory compliance audit /exams + Perform assigned compliance...reports or data received or sent from or to internal or external customers to ensure accuracy and completeness.… more
- Antech Diagnostics (New York, NY)
- …Mars regarding implementation of cybersecurity governance frameworks. + Collaborate with Mars Internal Audit , Assurance & Compliance and other Cybersecurity ... teams on security assessments and support audit execution processes providing compliance consultation to...and metrics to leadership. + Experience preparing and presenting audit evidence to internal /external auditors. + Deep… more
- ITT (Seneca Falls, NY)
- …to TC Director on quarterly basis. + Develop and deliver compliance training programs to educate employees on import/export control laws, regulations, and ... HTS and country of origin and be able to audit import entries to ensure accuracy of these combinations...opportunity + Develop monthly KPI's to report to the Director of Trade Compliance on broker performance,… more
- Monro Muffler/Brake (Rochester, NY)
- …occasion, support Loss Prevention with Investigations. + On occasion, collaborate with the Director , Internal Audit and operational functions to develop ... the Director of Operations Support, this individual will evaluate, inspect, audit , and determine the effectiveness of compliance and store operational tasks.… more
- City of New York (New York, NY)
- …NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external audit , financial reporting and ... the Budget, Payment Services, Claiming and Revenue Accounting and Audit Functions; ensures that funds are available for the...and training; serve as lead resource for information about compliance . DIRECTOR OF ADMINISTRATION (DE - 95016… more
- University of Rochester (Rochester, NY)
- …data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance ... will build and maintain strong, collaborative relationships with senior management and internal stakeholders, helping to identify compliance risks and drive… more
- Scotiabank (New York, NY)
- …the team's business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The ... execute compliance testing in order to assess compliance with legal, regulatory and internal firm...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more