- HSBC (New York, NY)
- …support groups to drive both the Managed and Inbound business forward. As our Director , Institutional Clients Group (ICG) you will: + Deliver sustainable and ... our communities and the planet we all share. The Director , Americas is a key senior leadership position within...who provides valuable market and sector-related insight to both internal and external stakeholders + Ensure all audit… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced audit director with a minimum of 10-15 years' experience in the ... Dodd Frank, Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper standards.… more
- SMBC (New York, NY)
- …support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper standards.… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Director with a minimum of 15 years of experience working in ... lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The ideal candidate will be responsible for… more
- Scotiabank (New York, NY)
- …to assist with BSA/AML/OFAC regulatory examinations. The candidate will support the Director , US AML Audit by evaluating the control environment, fostering ... Senior Audit Manager, US AML Audit **Requisition...debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank, New York **Specific ... Isbell, VP, Head of US Tax **Position Summary** The Director & Counsel, US Tax Planning is responsible for:...+ Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate… more
- Stony Brook University (Stony Brook, NY)
- Director of Clinical Research Compliance and Privacy **Position Summary** The Stony Brook Medicine (SBM) Director of Clinical Research Compliance and Privacy ... the Executive Governance Compliance Committee and the Compliance and Audit Committee of the Governing Body. **Duties of a... Committee of the Governing Body. **Duties of a Director of Clinical Research Compliance and Privacy may include… more
- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... that such findings are properly and timely addressed (ie, oversee progress of all internal and/or external audit issues relating to Global Control Room with key… more
- TD Bank (New York, NY)
- …& Control reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... the TDS businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD Bank's risk… more
- City of New York (New York, NY)
- …Units: IT, Financial Management Services, Contracts, Quality Assurance & Internal Audit , and Administrative Services. The Executive Director of APS Support ... financial management, home care, legal services and as last resort, institutional placements are provided. Adult Protective Service (APS) is recruiting for… more