- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- Mizuho Corporate Bank (New York, NY)
- …individual to join our Stress Testing and Capital Analysis team as a Director . The Stress Testing and Capital Analysis team sits within the firm's Enterprise ... collaboration with Front Office, Risk Stripes, IT, Model Validation, and Audit functions. Responsibilities: + Scenario Design: Lead in the design, calibration,… more
- TD Bank (New York, NY)
- …issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics ... markets sales, trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, and… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... senior/executive management. + Key contact for business management, regulators and external/ internal auditors, dealing with a broad range of issues including… more
- University of Rochester (Rochester, NY)
- …experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Performs operational/business ... + Ensures fiscal control, utilizing policies and recommendations of University Audit . + Supervises account and purchasing functions, including reconciliation with… more
- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for ... operations, programs, and activities align with applicable laws, regulations, and institutional policies. The CCE will lead the development and execution of… more
- City of New York (New York, NY)
- …also contains the CFB's Investigations unit, which collaborates closely with the CFB's Audit unit and other members of the Legal division staff to investigate ... member of the executive team reporting to the Executive Director and serving as chief legal advisor to the...of all investigation tasks, including analysis and evaluation of audit materials and other evidence, issuance of requests for… more
- TD Bank (New York, NY)
- …in accordance with US GAAP and IFRS. + Assist with external and internal audit requests, including reconciliations, document organization, and inquiry responses. ... US Finance in New York City. This role is reported directly to the Director , Finance. The successful candidate will manage the preparation and consolidation of the… more
- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL SUMMARY With minimum direction ... research activities for a variety of accounts (research grants, foundation, institutional , endowment, etc.). Knowledge of and adherence to institutional … more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... Crime Risk Oversight Specialist, Global Transaction Banking **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary**… more
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