- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for ... operations, programs, and activities align with applicable laws, regulations, and institutional policies. The CCE will lead the development and execution of… more
- TD Bank (New York, NY)
- …effectively and is also fit for purpose. The role reports to the Director , Global Markets Supervision (Electronic Trading), and will provide primary coverage over US ... to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This… more
- Scotiabank (New York, NY)
- …regulatory exam support, at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to institutional trading & sales, ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- University of Rochester (Rochester, NY)
- …data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE The Finance and ... pre- and post-award grant activities, ensuring compliance with federal, institutional , and sponsor regulations.** **Leadership, Compliance, Collaboration** : +… more
- City of New York (New York, NY)
- …seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit , financial reporting and programmatic fiscal ... - Ensure that NYC Aging complies with legal and ethical guidelines, research institutional practices, and create internal and external reports based on findings.… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary**… more
- University at Albany (Albany, NY)
- …search procedures, managing applicant tracking systems, and ensuring adherence to institutional policies and legal requirements. The role also supports screening and ... Determine appropriate salary ranges using compensable factors, market data, and internal equity; make data-informed salary recommendations. + Review salary and… more
- CUNY (New York, NY)
- …the Hunter College Foundation. The position reports to the Vice President for Institutional Advancement and Executive Director of Hunter College Foundation and ... - two gift processing managers, two accountants, one Budget Director and one Payroll Director . In addition...Hunter College Investment Pool and Endowment. - Directs the internal and external audits of the Hunter College Foundation.… more
- TD Bank (New York, NY)
- …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader… more
- Scotiabank (New York, NY)
- …GRM/Banking staff as it relates to problem loans and credit. + Support internal /external audit reviews, as well as regulatory inquiries. **What You'll Bring** ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more