- SMBC (New York, NY)
- …Coordinates Specialized Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. ... + Coordinates management of risk appetite, limits and guideline setting & issue management...& issue management for Specialized Finance Department. + Performs risk management framework and related risk assessments… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- As a Senior Director of IT, Quality Assurance and Compliance, you will lead a team of those managing 20 to 30 members The focus is to provide leadership, coaching, ... aspects of the preparation and management of our Health Authority, agency and internal company audits. Ensure all IT-related aspects are in compliance and audit… more
- Citigroup (New York, NY)
- …the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, ... to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data...a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying… more
- American Express (NY)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational ... Manager, Corporate Function Control Management will report to the Director of Risk ID, Assessment, Testing &...further assessments and testing programs to ensure regulatory and internal standards are met + Enhancing risk … more
- Publicis Groupe (New York, NY)
- …marketers connect with consumers in a measurable way. **Overview** The Associate Director , Value Management role helps to analyze efficiency and effectiveness gains ... inform decision-making, improve operations, and drive performance. The Associate Director on the Value Management Team will support with...to rates and value + Development & Ownership of internal database(s) to support day to day needs for… more
- S&P Global (New York, NY)
- …our people and customers. **Responsibilities and Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital ... Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit . + Support...Information Technology. + 5+ years of experience in technology risk management and internal controls implementation, including… more
- Citigroup (Queens, NY)
- …with Wealth impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in ... offer, and ultimately help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for… more
- New York State Civil Service (New York, NY)
- …Agency Financial Services, Department of Title Assistant Chief Field Unit ( Director Financial Services Programs 2, SG-33) Occupational Category Other Professional ... assignment of examiners to conduct field audits;* Augments the Bureau's risk -focused examination and surveillance process, identifies critical areas for review,… more
- Citigroup (New York, NY)
- …close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance and control ... a senior level position responsible for overseeing a trading book and managing book risk , in coordination with the Trading team. The overall objective of this role… more
- American Express (New York, NY)
- …ad-hoc analytics and reporting on credit findings (eg, finding themes etc.) + Internal Audit , Regulatory and ERM Support o Coordinate with functional team ... regulatory support and building capabilities. The incumbent will report to the Director , Global Credit Risk Oversight. **Key Responsibilities:** + Governance o… more