- TD Bank (New York, NY)
- …skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products ... and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors...the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external… more
- Citigroup (Getzville, NY)
- …Team supports broad Cross Operational Issue Management resolution stemming from both Internal Citi self-identified, Internal Audit and Regulatory driven ... management platform. + Support Markets Operations teams with Audit reviews and questions relating to risk ...multiple stakeholders across the Markets business, and broader Citi Enterprise Risk Management, Operations & Technology teams.… more
- American Express (New York, NY)
- …ensuring activities are performed consistently and in alignment with compliance and enterprise risk assessment standards. This role must demonstrate resilience, ... enterprise priorities. + Support RCIM related regulatory exams, internal audits, and Enterprise /Compliance testing reviews. serving...related field. + 5-7 years of experience in Compliance, Risk , Audit , or related field in financial… more
- TD Bank (New York, NY)
- …specialized/ad hoc training, as required. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. **Department Overview** ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- New York State Civil Service (Schenectady, NY)
- …Description Under the direction of the NYS Gaming Commission's Director of Risk Management, the Chief Information Security Officer (CISO) will work closely with ... receives, exchanges or otherwise stores or handles [in respect to our enterprise initiatives]. More specifically:* Liaise with the NYS Office of Information… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, and ... and enterprise control functions + Effectively manage ad-hoc governance, risk management and control projects or tasks of varying complexities within established… more
- Mizuho Corporate Bank (New York, NY)
- …strategy that aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish and maintain governance ... the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness of each...applicable regulatory requirements and serve as a liaison with internal audit and external regulators on matters… more
- Citigroup (New York, NY)
- …as Independent Operational Risk Management (ORM), Corporate and Sector Compliance, Internal Audit , Legal, Operations and other cross functional partners to ... EUC Transformation & Governance with senior management, the Executive Operating Committee, Business Risk and Control Committees and the Audit Committees of the… more
- KeyBank (NY)
- … Enterprise Security Services, Financial Crimes Governance/AML Compliance, regulators, internal auditors and internal Key Technology Operations & Services ... Ensure that programs, policies, and procedures are current Effectively meet internal and external audit , compliance, and regulatory expectations **REQUIRED… more
- Grant Thornton (New York, NY)
- …contribute to our clients' business needs by providing in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance ... required: CRCM, CIA, CCEP, CRMA, CRMP, JD, CPA or related license/certification + Enterprise Risk Management, Risk Management Framework, Management Systems,… more
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