- M&T Bank (Buffalo, NY)
- …-related issues needing escalation to management. + Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify ... loan documents as defined by custody or Government Sponsored Enterprise (GSE) agreements. Wilmington Trust, NA is an approved... internal control standards, including timely implementation of internal and external audit points together with… more
- TD Bank (New York, NY)
- …Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids in development and ... and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions… more
- TD Bank (New York, NY)
- …of a strong risk & compliance culture within Compliance and across the enterprise . + With business and other Risk partners promote a strong governance & ... regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance… more
- KeyBank (Buffalo, NY)
- …Metrics remain updated and reported in GRC in a timely manner + Support remediation, internal audit and regulatory exams as needed + Performs other duties as ... Partner across lines of defense to drive cohesive testing, risk identification and mitigation, and alignment with enterprise...+ Prepare and deliver quarterly reporting to business leaders, internal partners, and Credit Risk Committee +… more
- PNC (New York, NY)
- …planning. This team works closely with executive management, line of business, finance, risk management, internal audit , legal, and regulatory affairs ... and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate… more
- TD Bank (New York, NY)
- …to support the investigations process. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process, as required. + Conduct ... **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS… more
- Bloomberg (New York, NY)
- …+ Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks. + Contribute to governance forums and provide ... need to have:** + 8+ years' experience in Compliance, risk advisory, or audit within financial services,...in identifying, managing, and remediating risks through a structured Enterprise Risk Management frameworks. + Ability to… more
- TD Bank (New York, NY)
- …procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt ... basic management reports summarizing loan activity + Meets regularly with internal referral sources to establish business relationships and develops network of… more
- M&T Bank (Buffalo, NY)
- …+ Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... client to discuss requested application changes related to an enterprise -wide or business initiative, compliance/regulatory requirement, required system change due… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to ... scales to handle the growing complexity and volume of enterprise threats. + Lead the development and refinement of... internal control standards, including timely implementation of internal and external audit points together with… more