- TD Bank (New York, NY)
- …to support the investigations process. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process, as required. + Conduct ... **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS… more
- Bloomberg (New York, NY)
- …+ Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks. + Contribute to governance forums and provide ... need to have:** + 8+ years' experience in Compliance, risk advisory, or audit within financial services,...in identifying, managing, and remediating risks through a structured Enterprise Risk Management frameworks. + Ability to… more
- TD Bank (New York, NY)
- …procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt ... basic management reports summarizing loan activity + Meets regularly with internal referral sources to establish business relationships and develops network of… more
- M&T Bank (Buffalo, NY)
- …+ Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... client to discuss requested application changes related to an enterprise -wide or business initiative, compliance/regulatory requirement, required system change due… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to ... scales to handle the growing complexity and volume of enterprise threats. + Lead the development and refinement of... internal control standards, including timely implementation of internal and external audit points together with… more
- TD Bank (New York, NY)
- …of the organization - identifies and manages risks, and escalates non-standard, high- risk activities as necessary + Conducts internal and external research ... bank, both internally and/or externally + Contribute to data deliverables including Internal , Senior Management, and Audit Committee Reporting + Apply automation… more
- New York State Civil Service (Albany, NY)
- …techniques to the platform and products. * Identify and assess cybersecurity risk .* Propose and communicate practical risk remediation to executive management.* ... Develop, implement and monitor Key Risk Indicators (KRI) for the IES program.* Manage and...Serve as the primary security point of contact for internal and external audits providing strategic oversight, ensuring readiness,… more
- American Express (New York, NY)
- …issue remediation, and corrective action planning. + Coordinate with compliance, legal, risk , and audit teams to ensure consistent interpretation and application ... as the company will not pursue visa sponsorship for these positions. **Job:** Risk **Primary Location:** US-North Carolina-Amex - for internal use only **Other… more
- Citigroup (New York, NY)
- …business partners such as Credit Risk , Retail Risk , Market Risk , Internal Controls, Internal Audit and Operational Risk by solving business ... unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology solutions and is focused on providing… more
- Molina Healthcare (Syracuse, NY)
- …The AVP, Risk Adjustment Encounters is responsible for establishing enterprise -wide strategy, governance, and oversight of processes that track, evaluate, and ... ensuring compliance with complex regulatory requirements, protecting the integrity of enterprise revenue, and enabling the organization's overall risk adjustment… more