- TD Bank (Charlotte, NC)
- …skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products ... and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors...the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external… more
- Truist (Charlotte, NC)
- …with compliance-as-code, GRC tooling integration, or mapping code-based controls to enterprise risk frameworks. **OTHER JOB REQUIREMENTS / WORKING CONDITIONS** ... and hands-on Senior Platform Engineer to help engineer and scale enterprise -grade platform services that power consistent, secure, and compliant software delivery.… more
- TD Bank (Charlotte, NC)
- …specialized/ad hoc training, as required. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. **Department Overview** ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Truist (Charlotte, NC)
- …relationships and partner with BU Chief Risk Officer, Audit , Operational Risk Management, Compliance, Enterprise Risk Management, Legal and other 2nd ... liaison within TD&O between TD&O stakeholders, SOX Program Management (SPM), and internal and external SOX auditors. Key Responsibilities (other duties may be… more
- TD Bank (Charlotte, NC)
- …and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities related to capital ... and governs the requirements for own work + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support capital planning and… more
- NetApp (Morrisville, NC)
- …**Compliance & Risk Management:** Ensure compliance with regulatory and internal data governance requirements, including audit readiness, access controls, ... for Customer and Contact data. Ensure compliance with regulatory and internal data governance requirements, including audit readiness, access controls,… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …security and technology controls, resilience planning, and compliance frameworks. + Coordinate with internal audit , legal, and corporate risk teams to ensure ... spanning all security and technology domains and ensure frameworks align to Enterprise Risk Management Framework. **KEY RESPONSIBILITIES** Following is a summary… more
- Citigroup (Charlotte, NC)
- …key leadership role in the enterprise 's Recovery & Resolution Planning. All enterprise decisions material generating a return, affecting risk appetite and ... ensure appropriate existence and effectiveness of controls * Remediates outstanding Regulatory, Risk Management, and Audit Issues * Identify areas for… more
- American Express (Apex, NC)
- …applications under the Enterprise Data Management Operating Policy (AEMP70) and Enterprise Data Risk Management Policy (AEMP79) compliance. Our team is ... responsible for supporting activities for the day-to-day compliance with the Enterprise Data Management Operating Policy within your domains/business units. You and… more
- Truist (Raleigh, NC)
- …iterative improvements. **Governance & Operational Readiness** . Align platform services with risk , compliance, FinOps, and audit frameworks (eg, NIST, FFIEC, ... Product Manager to define and lead the product strategy for internal platform capabilities that enable engineering velocity, operational resilience, and developer… more