• Director - Market Risk Technology

    TD Bank (New York, NY)
    …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... systems + Strong mindset in creating stable and secure software in a growing audit landscape + Strong understanding of risk and financial products is a plus +… more
    TD Bank (07/22/25)
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  • Advisor - Global Trade Compliance - Valuation

    Cardinal Health (Albany, NY)
    …quantifying, and declaring statutory additions to value (assists, royalties, etc). + ** Audit ** **Support** : Support internal and external audits related to ... location, relevant education, experience and skills and an evaluation of internal pay equity . _\#LI-Remote_ _\#LI-JB1_ _Candidates who are back-to-work,… more
    Cardinal Health (07/30/25)
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  • Sr. FCRM Officer, Corporate & Investment Banking…

    TD Bank (New York, NY)
    …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
    TD Bank (07/02/25)
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  • Business Risk and Control - Internal

    Mizuho Corporate Bank (New York, NY)
    Business Risk and Control - Internal Control Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for ... Control is responsible for managing and implementing the MUSO Internal Control Testing (ICT) program, which assesses key controls...5+ years of Operational Risk, IT Risk, TRPM, or Audit experience for a Bank/Financial Institution. + Strong ability… more
    Mizuho Corporate Bank (05/31/25)
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  • Prime Brokerage Market Risk

    CIBC (New York, NY)
    …financial products. This position interfaces with traders, operations, financial control, audit , technology, middle office, and other departments within CMRM. **KEY ... analytical and conceptual information regarding market measurement/methodology to various internal stakeholder throughout the organization on a daily and weekly… more
    CIBC (07/31/25)
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  • Research Qual Assurance Spec I

    University of Rochester (Rochester, NY)
    …data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Possess an ... facility management and SOP's to establish the level of compliance to internal policies and procedures, project requirements. Audit findings are reported… more
    University of Rochester (07/02/25)
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  • Senior Manager, Compliance Governance & Operations…

    TD Bank (New York, NY)
    …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, and ... problem solving, analytical, and communication skills **Key Responsibilities:** + **Coordinate annual audit exams and audit inquiries.** + **Manage audit more
    TD Bank (07/24/25)
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  • Senior Information Security Analyst - Research…

    Northwell Health (Lake Success, NY)
    …line, years of relevant experience, education, credentials, negotiated contracts, budget and internal equity ). The salary range for this position is ... Conduct comprehensive IT audits to assess the adequacy and effectiveness of internal controls, risk management frameworks, and IT governance structures. + Develop… more
    Northwell Health (07/24/25)
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  • Compliance Business Oversight Manager - Corporate…

    TD Bank (New York, NY)
    …in alignment with consumer protection laws and company policies. + Collaborating with internal teams, including legal, risk, and audit , to enhance monitoring ... to effectively report on the status of Compliance + Represents Compliance on internal or external committees relating to designated business activities as required +… more
    TD Bank (07/22/25)
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  • Staff Attorney

    GMHC (New York, NY)
    … databases and dashboards. + Ensure all client documentation meets funder and audit requirements and support internal data quality and validation efforts. + ... and HIV-affected families with dependent children and connects them to internal stabilization services that promote long-term well-being and planning. Legal support… more
    GMHC (07/23/25)
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