- TD Bank (New York, NY)
- …+ Oversees or leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/risk/governance issues ... teams through change + Be a brand ambassador for Internal Audit both internally to the bank...and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in an incentive… more
- Scotiabank (New York, NY)
- …drive ambition for every future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the ... Audit Manager, US Risk Management **Requisition ID:** 231825...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
- Scotiabank (New York, NY)
- …and compliance policies and procedures. + Possess an adequate understanding of internal audit methodology and principles. + Effective team member with ... be involved in internal and external issue validation as well as audit continuous monitoring activities. **What You'll Do** + Develop a strategy for financial… more
- Bank of America (New York, NY)
- …fast-paced environment. **Required Qualifications:** + Bachelor's Degree + Minimum 5-7 years of internal audit or front office business control or compliance or ... team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate...(CIA) or relevant qualifications **Skills:** + Analytical Thinking + Audit Planning + Internal Audit … more
- Scotiabank (New York, NY)
- …regulatory changes, and identifies key systemic issues (arising from audits globally) and internal changes that will impact the annual audit plan and/or ... Compliance Audit , Regulatory body, or related consulting experience + Internal or external audit background. Accounting designations / technical /… more
- Mizuho Corporate Bank (New York, NY)
- About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of ... reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Summary Execute a...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX,… more
- University of Rochester (Albany, NY)
- …data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Leads or ... or Business Administration required. + 3 years of experience as an auditor/consultant ( internal audit and/or public accounting) role required. + or equivalent… more
- Neuberger Berman (New York, NY)
- …classes. You will work in close collaboration with other members of the Internal Audit department, Legal & Compliance, Operations, Risk, Front Office personnel, ... across the Firm's business lines and support functions spanning equity , fixed income, private wealth management and alternatives asset...+ CPA, CFA preferred + 6 - 10 years internal and/or external audit experience; asset management… more
- Confluent (Albany, NY)
- …Data Streaming Platform. **About the Role:** We are seeking an experienced Director of Internal Audit & SOX Compliance to lead and manage the company's ... Finance & Accounting **Compensation:** $234.9K - $281.9K * Offers Equity _At Confluent, we are committed to providing competitive...Sarbanes-Oxley (SOX) compliance program while also overseeing internal audit activities. This role will be… more
- TD Bank (New York, NY)
- …given audit and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks for assigned business lines and/or ... who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the… more
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