- Grant Thornton (New York, NY)
- …industry related certifications required. + Preferred experience in management consulting, internal audit , regulatory compliance, and/or forensic engagements. + ... include: + Reviewing construction contracts, financial statements, job cost reports, internal policies, and process maps to identify cost savings, process… more
- Robert Half Finance & Accounting (New York, NY)
- …accounting projects as needed including GL reconciliations. * Collaborate with the internal audit team on establishing and maintaining controls * Coordinate ... including reviewing commission calculations, broker payroll, broker receivables, and equity tracking * Coordinate with payroll, corporate accounting, accounts… more
- JPMorgan Chase (New York, NY)
- …with key stakeholders including the business, Legal, Risk, Control Management, Technology, Internal Audit , Finance & Business Management and other control ... firm's Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these… more
- American Express (New York, NY)
- …enterprise **Required Qualifications:** + 15 years of experience in SOX compliance, internal audit or financial risk management, preferably within the financial ... and executing a risk-based plan to assess and enhance the company's internal controls over financial reporting. The team utilizes a robust governance framework… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …accounts (including accruals, intercompany reconciliations, compensation) + Assisting with internal audit and governance requests, including preparation of ... as assigned by manager. + Maintain and build strong internal controls upon existing procedure documents and processes by...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Highmark Health (Albany, NY)
- …and tracks the delivery of risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated ... a candidate's qualifications, experience, and expected contributions, as well as internal peer equity , market, and business considerations. The displayed… more
- JPMorgan Chase (New York, NY)
- …CCOR teams and key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit , Finance & Business Management, and other Control ... second line of defense and challenge function in the equity derivatives compliance team, focusing on the Sales and...in areas such as Compliance, law, risk management or audit + Extensive knowledge of SRO and SEC rules… more
- Scotiabank (New York, NY)
- …and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional ...role will be expected to collaborate across the Global Internal Control team, especially the US Internal … more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... processes or functional programs + Contact for business management, external/ internal auditors, dealing with non-routine information + Recommends and implements… more