- Confluent (Raleigh, NC)
- …Data Streaming Platform. **About the Role:** We are seeking an experienced Director of Internal Audit & SOX Compliance to lead and manage the company's ... Sarbanes-Oxley (SOX) compliance program while also overseeing internal audit activities. This role will be...stakeholders. + Prepare and present SOX compliance reports to executive leadership and the Audit Committee. +… more
- TD Bank (Charlotte, NC)
- …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, and ... problem solving, analytical, and communication skills **Key Responsibilities:** + **Coordinate annual audit exams and audit inquiries.** + **Manage audit … more
- American Express (Charlotte, NC)
- …the future of American Express. **How will you make an impact in this role?** The Internal Audit Group (IAG) plays a critical role within Amex with our mission ... with our Winning Aspiration to be a world class internal audit function that: + Leverages data...Excellent communication and interpersonal skills, and experience presenting to executive level audiences. + Ability to influence senior leaders… more
- TD Bank (Charlotte, NC)
- …& Experience:** **Minimum of 8 years of experience in Compliance, Risk Management, Audit , or a related compliance role.** **Strong executive writing skills for ... seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to… more
- TD Bank (Charlotte, NC)
- …Risk Management, Audit , or a related compliance role. + Strong executive writing skills for senior audiences focused on messaging, clarity, and precision. + ... seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to… more
- Prime Therapeutics (Raleigh, NC)
- …driving the work effort, volume, analysis, implementation and productivity of all regulatory, audit ( internal and external), and quality efforts to ensure the ... Guides, policies and process flows + Serve as point of escalation for internal and external business partners regarding regulatory, audit , and quality efforts… more
- Wells Fargo (Charlotte, NC)
- …processes or reporting requirements + Create and deliver reporting on status and internal control related topics to executive leadership + Manage allocation of ... that support financial and regulatory reporting. + Monitoring new and emerging internal control related guidance and issues and assist with facilitating group-wide… more
- EverBank (Charlotte, NC)
- …-readiness of all BSA/AML reporting artifacts and support ad-hoc request from regulators, internal audit , etc. + Collaborates with FCC leadership to define KPIs, ... build and maintain a sustainable reporting framework that supports both internal decision-making and external audit /regulatory reviews. **Key Responsibilities… more
- TD Bank (Charlotte, NC)
- …are a plus.** + **5+ years of experience in compliance, risk management, internal audit , or related fields, with demonstrated leadership or team management ... + **Develop and maintain clear, compelling PowerPoint presentations and executive -level reporting to communicate results and trends.** + **Leverage Excel… more
- TD Bank (Charlotte, NC)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more