- Wells Fargo (Charlotte, NC)
- …processes + Lead targeted projects including guiding other teammates + Collaborate with Internal Audit , Corporate Risk Management and Model Governance teams as ... support growth in the Company's businesses, while also ensuring a satisfactory financial cushion exists to protect against unforeseen stresses in the economic… more
- Deloitte (Charlotte, NC)
- …of the tax profession in the area of international tax transparency for the financial industry. Responsibilities will include: + Providing advisory services to ... to global tax transparency? Would you like to understand financial services and products across an array of industries...FATCA, CRS, Chapter 3 and Chapter 61 of the Internal Revenue Code (1042/1042-S and 1099 reporting), Withholding Partnership… more
- Comerica (Charlotte, NC)
- …issues, and assisting with implementations of changes to frameworks. Risk & Control Advisory Serves as a senior Business Control leader, liaising with risk and ... Oversees creation of governance materials and reporting for relevant internal risk management oversight including committees and business meetings. Regulatory… more
- Wells Fargo (Charlotte, NC)
- …of key risk initiatives + Collaborate and consult with peers, experienced stakeholders, internal and external audit teams, and banking regulators for accounting ... correspondence to accounting and regulatory standards + Provide consultation on transaction advisory and review assistance + Monitor and assess new rule making +… more
- Equitable (Charlotte, NC)
- …are guided by principles of inclusivity, flexibility, and connection. Come join Equitable's Financial Intelligence Unit and enjoy working for a leading financial ... compliance verbiage. + Lead the maintenance of the FIU " internal " and "New Business" watch list comprised of known...in insurance or broker dealer service operations, compliance or audit with a focus on anti-money laundering, fraud or… more
- Deloitte (Charlotte, NC)
- …growing area, proactively collaborating with colleagues across all member firms - Tax, Advisory , Consulting, and Audit and Assurance. The ideal candidate is ... potential benefit and eligibility requirements + Maintain and develop strong internal and client relationships + Leveraging your extensive technical skills developed… more
- Truist (Charlotte, NC)
- …covered areas for all significant data processes and initiatives prior to moving to Audit for validation. 9. Provides risk advisory to strengthen data risk ... execution of the EDRO Coverage and Operating Model including risk advisory , effective challenge and independent risk assessment responsibilities and delivery. 2.… more
- American Express (Charlotte, NC)
- …colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy, Internal Audit Group). + Keep abreast of US consumer ... program that ensures American Express is adhering to laws, regulations, and internal policies while fostering a culture of integrity and effective second line… more
- USAA (Charlotte, NC)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... security domain. + Drives community impact through active participation in internal and external training outlets, conferences, blog post, and participating in… more
- City National Bank (Charlotte, NC)
- …* Minimum 10 years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services experience *Additional ... to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more