- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... properly and timely addressed (ie, oversee progress of all internal and/or external audit issues relating to...and diversity initiatives, + Possesses an advanced level of financial and strategic acumen to provide insight on +… more
- Grant Thornton (New York, NY)
- …accounting memos and documentation. + Coordinate with external auditors and manage the audit process. + Develop and maintain internal controls and accounting ... Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not… more
- Scotiabank (New York, NY)
- …in Finance or Business related fields + Minimum of 15 years of experience in financial services , with a focus on Global Capital Markets and Corporate Investment ... and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled… more
- Highmark Health (Buffalo, NY)
- …annual plan to address third-party strategic, operational, security, reputational, and financial risks for the Organization's family of companies. + Establishes and ... (KPIs) to ensure risk assessments are completed in accordance with Service Level Agreements, privacy-security policies, contractual obligations. + Manages program to… more
- TD Bank (New York, NY)
- …trading line logs + Prepares monthly reports + Maintains required documentation for internal audit + Prepares other related materials as required + Ensures ... Cross Asset Trading portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management… more
- SMBC (New York, NY)
- …risk management, compliance, audit , or other control-related functions within the financial services industry, preferably at a large banking institution or ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- City of New York (New York, NY)
- …requirements related to construction safety, quality, environmental hazards, and NYC engineering audit , and coordinates with internal and external compliance and ... other applicable city, state and federal codes and regulations. 3. Prepare site audit reports and recommend corrective action, if necessary. 4. Track and monitor… more
- M&T Bank (Rochester, NY)
- …Your Customer (KYC) and customer information profile (CIP)). Profiles customers to identify financial needs across all product and service lines, resolves ... financial needs of customers and present all appropriate product and service options by working cooperatively with appropriate internal business partners.… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... defect management. + Ensure adherence to quality standards and audit requirements. + Collaborate with internal QA...test and release management within complex, regulated environments (ideally financial services ). + Strong knowledge of test… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... years) in test and release management within complex, regulated environments (ideally financial services ). Strong knowledge of test methodologies, tools (eg,… more