- TD Bank (New York, NY)
- …management **Preferred Qualifications:** + Solid background/experience working in Capital Markets/ Financial Services industry across Equities asset class ... to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This… more
- ManpowerGroup (New York, NY)
- Our client, a leading Financial Services firm, is seeking a SOX Auditor to join their team. As a SOX Auditor, you will be part of the internal audit ... Review and evaluate the design and operating effectiveness of financial and operational internal controls. + Drive...Accounting or Finance. + 3 plus years of SOX Compliance/ Audit experience. + Strong MS Excel experience. + Ability… more
- International Rescue Committee (New York, NY)
- …with these types of engagements. The role involves close collaboration with internal teams such as Legal, Procurement, and Finance, ensuring compliance with ... organizational policies and maintaining high service quality and responsiveness. The Specialist also contributes to ongoing process improvement efforts, ensuring… more
- Warner Music Group (New York, NY)
- …little bit about our team:** **Warner Music Group's Center of Excellence for Shared Services is the home to the financial , legal, and administrative functions ... is everything! You're passionate about our artists, driven to provide first class customer service to both internal and external partners, and are known for your… more
- Citigroup (New York, NY)
- …Solutions impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in Investment ... robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and...Deep global risk assessment and mitigation leadership experience across financial services + Core understanding of US… more
- Citigroup (Getzville, NY)
- …controls. + Interact with Markets 1LOD teams, Operational Risk Management, Compliance, Internal Audit and other functions to provide deliverables and business ... within the business, Markets Controls, Operational Risk Management, Compliance, Internal Audit and other + functions. +...applicable field required. + 2-5 years' work experience in financial services + Experience in Risk Management… more
- Carrington (Albany, NY)
- …degree preferred. + One (1) or more years of experience in the financial services industry; mortgage servicing, auditing, finance, compliance or vendor ... providing ongoing oversight of an existing network of third-party service providers, their company profile, and building a relationship...and ensure tracking and timely delivery of completed site audit reports to internal stakeholders based on… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... of variances. **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational knowledge of… more
- TD Bank (New York, NY)
- …and participate in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** **Job Summary:** ... you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership… more
- New York State Civil Service (Albany, NY)
- …Other Professional Careers Salary Grade NS Bargaining Unit OSU - Operational Services Unit (CSEA) Salary Range From $102177 to $102177 Annually Employment Type ... Full-Time Appointment Type Permanent Jurisdictional Class Unclassified Service Travel Percentage 20% Workweek Mon-Fri Hours Per Week 37.5 Workday From 8:30 AM To… more