- SMBC (Charlotte, NC)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... have at least peripheral knowledge of key banking & financial services business uses in-scope of the...and third lines of defense functions (ie Finance, Risk, Internal Audit , Compliance, Legal). + Manage activities… more
- TD Bank (Charlotte, NC)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements...banking experience or are just starting your career in financial services , we can help you realize… more
- First Horizon Bank (Winston Salem, NC)
- …Microsoft Office suite **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and ... assist in achieving banking center goals. Provide quality, accurate and timely customer service involving daily processing of financial transactions in a retail… more
- Mass Markets (NC)
- …and variance analyses for accuracy and completeness. + Maintain compliance with internal policies, accounting standards (GAAP/IFRS), and audit requirements. + ... business environment is highly desirable. + Strong understanding of accounting principles, financial reporting standards, and internal controls. + Proficiency in… more
- BrightSpring Health Services (Raleigh, NC)
- …receipts to US Bank statements, obtain Executive Director approval and retain for audit . Reallocate Purchase card expenses as required + Prepare and submit Source ... + Ability to communicate (verbally and written) with all levels of personnel, internal and external to the company + Experience in managing systems, processes, and… more
- American Express (Charlotte, NC)
- …across Global Financial Crimes Compliance, Operational Risk Management, Privacy, Internal Audit , Technologies, and the General Counsel's Organization in ... (8) years or more of progressive and demonstrated compliance experience in the financial services industry, as well as experience in legal entity governance.… more
- TD Bank (Raleigh, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... transactions either on the teller line or on the platform while uncovering customer financial needs and educating on products, services and tools or referring to… more
- Citigroup (Charlotte, NC)
- …quality control. This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely, efficiently and according ... engagement estimates based on proposed scope + Determine auditor availability and coordinate audit timing + Establish audit scope based on standard scopes… more
- Carrier (Charlotte, NC)
- …This role will be a key leadership role with managerial responsibilities of internal control and collaboration with shared service teams within segment. This ... role in overseeing third-party activities to include reconciliations and relevant internal controls. Manages activities to ensure correct financial reporting,… more
- Highmark Health (Raleigh, NC)
- …Health Network **Job Description :** **GENERAL OVERVIEW:** Performs all related internal , concurrent, prospective and retrospective coding audit activities. ... identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in the assessment of external … more