- JPMorgan Chase (New York, NY)
- …various areas and build effective partnerships with Line of Business (LOB) and global /regional Compliance teams, including Internal Audit , Operational Risk, ... training programs for investment professionals to reinforce a strong compliance culture within Global Equities. + Partner with Legal, Risk, Operations , and other… more
- L'Oreal USA (New York, NY)
- …between key internal groups (consumer insights, IT, oneMedia, research/analytics & operations ) + Be seen as resource in terms of gathering and distributing ... activations that drive business impact in accordance with best practices, Global Golden Rules and operational excellence. Additionally, as a Programmatic Strategic… more
- Quantexa (New York, NY)
- …commitment to high standards, and proactive engagement will help strengthen Quantexa's global compliance profile, support secure operations , and reinforce trust ... GRC function remains resilient, forward-looking, and aligned with Quantexa's internal objectives, client commitments, and complex regulatory requirements. Your… more
- Amazon (New York, NY)
- …Amazon's brand? In this role, you will work closely with Amazon's global transportation businesses to build strategic initiatives and frameworks that support carrier ... work collaboratively with business stakeholders, legal, tech, and field operations teams to implement world-class, customer-centric, compliance and risk management… more
- Scotiabank (New York, NY)
- …driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a ... Scotiabank's strong US presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. … more
- TD Bank (New York, NY)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... the sub-functions overarching strategy in developing solutions across multiple functions or operations + Interprets internal / external business challenges and… more
- Scotiabank (New York, NY)
- …and document key controls recorded in OpenPages system to reflect impact of Internal Audit findings, regulatory findings, compliance testing results and any ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...in financial services industry, preferably in risk management, compliance, operations , or audit + Bachelor's degree in… more
- SHI (Albany, NY)
- …of ITAM services and technology for delivery to our customers and periodically support internal projects to assist in building the brand awareness of the ITAM team ... and internationally (maximum 50%). The position reports to the Global Director - ITAM Services. **About Us** SHI UK...+ Lead and Deliver ITAM Consulting Services including leading Audit Defence projects. + Collaborate with customers to solicit,… more
- Scotiabank (New York, NY)
- …audit . + Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading & sales, investment banking, futures ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- TD Bank (New York, NY)
- …Experience:** + 4 Year Degree or equivalent + 2+ years experience in compliance, audit , risk, operations , investment banking, or a related field within financial ... has adequately considered, managed, and mitigated risks in day-to-day activities, operations , products, and services, and is operating within risk appetite. +… more