• Enterprise Risk Manager

    Tradeweb (New York, NY)
    …strategy. **Qualifications** + Minimum 7+ years of experience in enterprise risk, internal audit , or operational risk management within a regulated financial ... **Company Description** Tradeweb is a global leader in electronic trading for rates, credit,...evidence, and outcomes in Archer GRC, ensuring consistency with internal policies and audit standards. + Collaborate… more
    Tradeweb (06/06/25)
    - Related Jobs

  • Senior GRC Analyst

    Quantexa (New York, NY)
    …commitment to high standards, and proactive engagement will help strengthen Quantexa's global compliance profile, support secure operations , and reinforce trust ... GRC function remains resilient, forward-looking, and aligned with Quantexa's internal objectives, client commitments, and complex regulatory requirements. Your… more
    Quantexa (07/18/25)
    - Related Jobs

  • Investment Solutions - Business Risk Fiduciary…

    Citigroup (New York, NY)
    …Solutions impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in Investment ... created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves...robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and… more
    Citigroup (06/26/25)
    - Related Jobs

  • Executive Director, Swap Dealer Compliance Officer

    CIBC (New York, NY)
    …regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses ... Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC, and...technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and… more
    CIBC (07/25/25)
    - Related Jobs

  • Chief Financial Officer (CFO), Executive Vice…

    CDM Smith (Buffalo, NY)
    …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... and results-driven Chief Financial Officer (CFO) to lead our global financial operations . The CFO will be...enterprise risk management and internal audit functions working with executive management… more
    CDM Smith (07/18/25)
    - Related Jobs

  • Assistant Controller

    ITT (Seneca Falls, NY)
    …quarterly and annual reporting. Responsible for preparation and distribution of monthly global internal reporting packages. Review closing journal entries and ... Act as a liaison between the VC and the internal and external audit groups. Identify, document,...that already know OS. + Experience with SOX Compliance, Internal Controls, and Operations Planning and Forecasting.… more
    ITT (05/20/25)
    - Related Jobs

  • Compliance Testing Senior Manager, Swap Dealer…

    Scotiabank (New York, NY)
    …driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a ... Scotiabank's strong US presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. … more
    Scotiabank (06/06/25)
    - Related Jobs

  • Supervisor, Accounts Payable

    ITT (Seneca Falls, NY)
    … of the AP team, ensuring compliance with company policies and procedures. + Manage Internal Audit Team requests and addressing audit observations as needed. ... to help solve their most critical needs across key global end markets. Our continuous improvement mindset drives our... service capabilities in 35 countries. Through these worldwide operations and building on our heritage of innovation, our… more
    ITT (06/17/25)
    - Related Jobs

  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... & Control reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements,… more
    TD Bank (06/19/25)
    - Related Jobs

  • Control Manager, Senior Associate

    JPMorgan Chase (New York, NY)
    …business partners as well as intersecting functional teams (eg Compliance, Legal, Operations , Technology, Internal Audit ) while engaging diverse perspectives ... design, review and testing; Compliance; Operational Risk; Supervisory Management or Internal Audit JPMorganChase, one of the oldest financial institutions,… more
    JPMorgan Chase (07/03/25)
    - Related Jobs